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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
Feb 24, 2017
31015_dirs_2017-02-24_36e064fc-2cf9-401e-83e0-ec64ce82dfb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-22
Reporting Person: FETTIG JEFF M (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock | M | 40250 | $88.49 | Acquired | 54983 | Direct |
| 2017-02-22 | Common Stock | S | 40250 | $180.6993 | Disposed | 14733 | Direct |
| 2017-02-23 | Common Stock | M | 40250 | $88.49 | Acquired | 54983 | Direct |
| 2017-02-23 | Common Stock | S | 10989 | $179.9462 | Disposed | 43994 | Direct |
| 2017-02-23 | Common Stock | S | 21363 | $180.6856 | Disposed | 22631 | Direct |
| 2017-02-23 | Common Stock | S | 7898 | $181.4133 | Disposed | 14733 | Direct |
| 2017-02-24 | Common Stock | M | 40200 | $88.49 | Acquired | 54933 | Direct |
| 2017-02-24 | Common Stock | S | 14112 | $178.6675 | Disposed | 40821 | Direct |
| 2017-02-24 | Common Stock | S | 25216 | $179.3692 | Disposed | 15605 | Direct |
| 2017-02-24 | Common Stock | S | 872 | $180.1526 | Disposed | 14733 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-22 | Employee Stock Options (Right to Buy) | $88.49 | M | 40250 | Disposed | 2018-02-19 | Common (40250) | Direct |
| 2017-02-23 | Employee Stock Options (Right to Buy) | $88.49 | M | 40250 | Disposed | 2018-02-19 | Common (40250) | Direct |
| 2017-02-24 | Employee Stock Option (Right to Buy) | $88.49 | M | 40200 | Disposed | 2018-02-19 | Common (40200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32000 | Indirect |
| Common Stock | 67150 | Indirect |
| Common Stock | 95000 | Indirect |
| Common Stock | 7618.098 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.41 to $180.92, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.29 to $180.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.29 to $181.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.29 to $181.96, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.13 to $179.12, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.13 to $180.10, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.13 to $180.20, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.