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WHIRLPOOL CORP /DE/ Director's Dealing 2016

Feb 18, 2016

31015_dirs_2016-02-18_a790c352-5614-4b92-a423-e29d86df5c5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-02-16

Reporting Person: Peters James W (VICE PRESIDENT AND CONTROLLER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-16 Common Stock M 117 Acquired 8677 Direct
2016-02-16 Common Stock F 43 $135.45 Disposed 8634 Direct
2016-02-16 Common Stock M 40 Acquired 8674 Direct
2016-02-16 Common Stock F 3 $135.45 Disposed 8671 Direct
2016-02-16 Common Stock D 37 Disposed 8634 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-16 Restricted Stock Units $ M 117 Disposed Common (117) Direct
2016-02-15 Restricted Stock Units $ M 40 Disposed Common (40) Direct
2016-02-16 Deferred Stock $ A 37 Acquired Common (37) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2033.106 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/16/2017 and one-third on 02/16/2018.

F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/16/2017 and one-third on 02/16/2018.

F3: Upon the vesting of restricted stock units granted to the reporting person on 2/16/2016, the reporting person deferred the receipt of 37 shares of common stock and received instead 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock becomes payable following the reporting person's termination of employment with Whirlpool Corporation.