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WHIRLPOOL CORP /DE/ — Director's Dealing 2015
Feb 19, 2015
31015_dirs_2015-02-19_8aa742ab-199a-4bd2-97e1-ad3799b3bd4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-17
Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-17 | Common Stock | M | 86 | — | Acquired | 5162 | Direct |
| 2015-02-17 | Common Stock | F | 27 | $213.51 | Disposed | 5135 | Direct |
| 2015-02-17 | Common Stock | M | 254 | — | Acquired | 5389 | Direct |
| 2015-02-17 | Common Stock | F | 5.97 | $213.51 | Disposed | 5383.03 | Direct |
| 2015-02-17 | Common Stock | D | 248.03 | — | Disposed | 5135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-17 | Restricted Stock Units | $ | M | 86 | Disposed | Common (86) | Direct | |
| 2015-02-17 | Restricted Stock Units | $ | M | 254 | Disposed | Common (254) | Direct | |
| 2015-02-17 | Deferred Stock | $ | A | 248.03 | Acquired | Common (248.03) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1410.224 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2016 and one-third on 02/17/2017.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2016 and one-third on 02/17/2017.
F3: Upon the vesting of restricted stock units granted to the reporting person on February 17, 2014, the reporting person deferred the receipt of 248.03 shares of common stock and received instead 248.03 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 248.03 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock becomes payable following the reporting person's termination of employment with Whirlpool Corporation.