WHIRLPOOL CORP /DE/ — Director's Dealing 2015

Jun 3, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-06-01

Reporting Person: Peters James W (VICE PRESIDENT AND CONTROLLER)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6083.057	Direct
Common Stock	2001.225	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$111.33	2023-02-18	Common (649)		Direct
Employee Stock Option (Right to Buy)	$138.56	2024-02-17	Common (1264)		Direct
Employee Stock Option (Right to Buy)	$213.23	2025-02-16	Common (1536)		Direct
Restricted Stock Units	$		Common (5000)		Direct
Restricted Stock Units	$		Common (199)		Direct
Restricted Stock Units	$		Common (10000)		Direct
Restricted Stock Units	$		Common (384)		Direct
Restricted Stock Units	$		Common (343)		Direct
Restricted Stock Units	$		Common (114)		Direct
Deferred Restricted Stock Units	$		Common (209.589)		Direct

Footnotes

F1: As of 03/15/2015, the latest date for which information is reasonably available, there are 5.057 shares held in the account of the reporting person pursuant to the broker-administered dividend reinvestment plan.

F2: The option, granted on February 18, 2013 with respect to 1,967 shares, became exercisable in three substantially equal annual installments beginning on February 18, 2014.

F3: The option, granted on February 17, 2014 with respect to 1,918 shares, became exercisable in three substantially equal annual installments beginning on February 17, 2015.

F4: The option, granted on February 16, 2015, becomes exercisable in three substantially equal annual installments beginning on February 16, 2016.

F5: The restricted stock units, granted on July 1, 2011 in the amount of 10,000 restricted stock units, vest in two equal installments beginning on July 1, 2013. Each restricted stock unit represents the right to receive one share of Whirlpool stock. The remaining restricted stock units will vest and convert one-for-one to shares on July 1, 2015.

F6: The restricted stock units, granted on February 18, 2013 in the amount of 606 restricted stock units, vest in three equal installments beginning on February 18, 2014. Each restricted stock unit represents the right to receive one share of Whirlpool stock. The remaining restricted stock units will vest and convert one-for-one to shares on February 18, 2016.

F7: Each restricted stock unit represents the right to receive one share of Whirlpool stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on May 10, 2016 and 50% on May 10, 2018.

F8: The restricted stock units, granted on February 17, 2014 in the amount of 582 restricted stock units, vest in three equal installments beginning on February 17, 2015. Each restricted stock unit represents the right to receive one share of Whirlpool stock. The remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third of the original grant on February 17, 2016 and one-third of the original grant on February 17, 2017.

F9: Each restricted stock unit represents the right to receive one share of Whirlpool stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 16, 2016; one-third on February 16, 2017; and one-third on February 16, 2018.

F10: Each restricted stock unit represents the right to receive one share of Whirlpool stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 16, 2016; one-third on February 16, 2017; and one-third on February 16, 2018.

F11: As of 03/15/2015, the latest date for which information is reasonably available, there are 209.589 units held in the Executive Deferred Stock Plan II account of the reporting person. Each unit represents the right to receive one share of common stock.