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WHIRLPOOL CORP /DE/ — Director's Dealing 2014
Feb 20, 2014
31015_dirs_2014-02-19_7adafec7-633b-487f-a14d-14b83b8e021c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14
Reporting Person: Brega Joao Carlos (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | S | 13000 | $140.00 | Disposed | 10148 | Direct |
| 2014-02-14 | Common Stock | A | 1439 | — | Acquired | 11587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Restricted Stock Units | $ | M | 1439 | Disposed | Common (1439) | Direct | |
| 2014-02-17 | Restricted Stock Units | $ | A | 1504 | Acquired | Common (1504) | Direct | |
| 2014-02-17 | Employee Stock Option (RIght to Buy) | $138.56 | A | 4952 | Acquired | 2024-02-17 | Common (4952) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 326.409 | Direct |
Footnotes
F1: Vesting of restricted stock unit award for the 2011 performance period made pursuant under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: As of 12/15/2013, the latest date for which information is reasonably available, there are 326.409 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F3: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.
F4: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.