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WHIRLPOOL CORP /DE/ — Director's Dealing 2014
Feb 20, 2014
31015_dirs_2014-02-19_1c3be92f-9fbd-4146-a2c2-04cfcf9e0190.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14
Reporting Person: Venturelli Larry M (EXEC. VICE PRESIDENT & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | A | 180 | — | Acquired | 6531 | Direct |
| 2014-02-14 | Common Stock | F | 64 | $138.56 | Disposed | 6467 | Direct |
| 2014-02-14 | Common Stock | A | 7500 | — | Acquired | 13967 | Direct |
| 2014-02-14 | Common Stock | F | 2517 | $138.56 | Disposed | 11450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Restricted Stock Units | $ | M | 721 | Disposed | Common (721) | Direct | |
| 2014-02-14 | Deferred Restricted Stock Units | $ | A | 541 | Acquired | Common (541) | Direct | |
| 2014-02-14 | Deferred Restricted Stock Units | $138.56 | F | 24.27 | Disposed | Common (24.27) | Direct | |
| 2014-02-14 | Restricted Stock Units | $ | M | 7500 | Disposed | Common (7500) | Direct | |
| 2014-02-17 | Employee Stock Option (Right to Buy) | $138.56 | A | 17822 | Acquired | 2024-02-17 | Common (17822) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 391.7 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award for the 2011 performance period made pursuant under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Includes shares previously held pursuant to a broker-administered dividend reinvestment plan.
F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F4: Partial deferral to the Executive Deferred Savings Plan II of a restricted stock unit award for the 2011 performance period. Each Deferred Restricted Stock Unit represents the right to receive one share of common stock.
F5: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.