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WHIRLPOOL CORP /DE/ Director's Dealing 2013

Dec 16, 2013

31015_dirs_2013-12-16_43ed278b-a47d-4c1d-ad1b-8b2f8381d32e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2013-12-12

Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-12 Common Stock M 70 Acquired 26659 Direct
2013-12-12 Common Stock F 70 $148.63 Disposed 26589 Direct
2013-12-12 Common Stock M 92 Acquired 26681 Direct
2013-12-12 Common Stock F 92 $148.63 Disposed 26589 Direct
2013-12-12 Common Stock M 90 Acquired 26679 Direct
2013-12-12 Common Stock F 90 $148.63 Disposed 26589 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-12 Restricted Stock Units $ M 70 Disposed Common (1984) Direct
2013-12-12 Restricted Stock Units $ M 92 Disposed Common (2619) Direct
2013-12-12 Restricted Stock Units $ M 90 Disposed Common (2550) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1078.483 Direct
Common Stock 664.013 Indirect

Footnotes

F1: Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units will vest and convert one-for-one to shares on 02/14/2014.

F2: Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units will vest and convert one-for-one to shares on 02/18/2014 with respect to 831 of such RSUs. The remaining restricted stock units will vest and convert one-for-one to shares in equal installments on 02/18/2015 and 02/18/2016, respectively.

F3: Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units will vest and convert one-for-one to shares on 02/20/2014 with respect to 1,230 of such RSUs. On 02/20/2015, the remaining restricted stock units will vest and convert one-for-one to shares.

F4: As of 09/15/2013, the latest date for which information is reasonably available, there are 1,078.483 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.