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WHIRLPOOL CORP /DE/ — Director's Dealing 2013
Dec 16, 2013
31015_dirs_2013-12-16_43ed278b-a47d-4c1d-ad1b-8b2f8381d32e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2013-12-12
Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-12 | Common Stock | M | 70 | — | Acquired | 26659 | Direct |
| 2013-12-12 | Common Stock | F | 70 | $148.63 | Disposed | 26589 | Direct |
| 2013-12-12 | Common Stock | M | 92 | — | Acquired | 26681 | Direct |
| 2013-12-12 | Common Stock | F | 92 | $148.63 | Disposed | 26589 | Direct |
| 2013-12-12 | Common Stock | M | 90 | — | Acquired | 26679 | Direct |
| 2013-12-12 | Common Stock | F | 90 | $148.63 | Disposed | 26589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-12 | Restricted Stock Units | $ | M | 70 | Disposed | Common (1984) | Direct | |
| 2013-12-12 | Restricted Stock Units | $ | M | 92 | Disposed | Common (2619) | Direct | |
| 2013-12-12 | Restricted Stock Units | $ | M | 90 | Disposed | Common (2550) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1078.483 | Direct |
| Common Stock | 664.013 | Indirect |
Footnotes
F1: Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units will vest and convert one-for-one to shares on 02/14/2014.
F2: Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units will vest and convert one-for-one to shares on 02/18/2014 with respect to 831 of such RSUs. The remaining restricted stock units will vest and convert one-for-one to shares in equal installments on 02/18/2015 and 02/18/2016, respectively.
F3: Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units will vest and convert one-for-one to shares on 02/20/2014 with respect to 1,230 of such RSUs. On 02/20/2015, the remaining restricted stock units will vest and convert one-for-one to shares.
F4: As of 09/15/2013, the latest date for which information is reasonably available, there are 1,078.483 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.