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WHIRLPOOL CORP /DE/ — Director's Dealing 2006
Sep 19, 2006
31015_dirs_2006-09-19_683bbcfc-61fd-4a6d-a7ac-cf83e344661a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2006-09-15
Reporting Person: STERN PAUL G (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-15 | Phantom Stock under Non-Employee Dir. Stock Owner. Plan | $ | A | 31.21 | Acquired | Common () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8818 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (1589) | 1589 | Direct | |
| Stock Options | $ | Common (1131) | 1131 | Direct |
Footnotes
F1: Grant of 31.21 phantom shares of common stock ("dividend equivalents") based on original deferral of 3,157 phantom shares deferred under the Nonemployee Director Stock Ownership Plan. This grant of deferred compensation is payable upon retirement from the Board of Directors. As of 09/15/06, 6,463.77 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
F2: Stock option awarded on 4/20/93 at the option price of $44.50 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F3: Stock option awarded on 4/19/94 at the option price of $48.94 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F4: Stock option awarded on 4/16/96 at the option price of $50.27 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F5: Stock option awarded on 4/28/98 at the option price of $50.92 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F6: Stock option awarded on 4/20/99 at the option price of $61.75 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F7: Stock option awarded on 4/18/00 at the option price of $46.21 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F8: Stock option awarded on 4/15/03 at the option price of $64.69 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F9: Stock options awarded on 4/20/04 at the option price of $50.98 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F10: Stock option awarded on 04/19/05 at the option price of $64.73 per share under the Nonemployee Director Equity Plan. All shares are currently exercisable and will expire either 20 years from the award date or the second anniversary of the date the Director ceases being a Director.
F11: Stock option awarded on 04/18/06 at the option price of $90.90 per share under the Nonemployee Director Equity Plan. All shares will become exercisable six months after the award date. The expiration date is either 20 years from the award date or the second anniversary of the date the Director ceases being a Director.