AI assistant
WHIRLPOOL CORP /DE/ — Director's Dealing 2005
Mar 17, 2005
31015_dirs_2005-03-17_805d3e38-6e6d-45be-ad7e-fbc087274576.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2005-03-15
Reporting Person: HEMPEL KATHLEEN J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-03-15 | Phantom Stock under Non-Employee Dir. Stock Owner. Plan | $ | A | 25.07 | Acquired | Common () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5800 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct | |
| Stock Options | $ | Common (600) | 600 | Direct |
Footnotes
F1: The execution and filing of this report shall not be construed as an admission that for the purpose of Section 16 of the Securities and Exchange Act of 1934 the undersigned is the beneficial owner of 400 of the 800 shares held in joint tenancy by the undersigned and Mr. Hempel.
F2: Stock option awarded on 4/16/96 at the option price of $50.27 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F3: Stock option awarded on 4/28/98 at the option price of $50.92 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F4: Stock option awarded on 4/20/99 at the option price of $61.75 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F5: Grant of 25.07 phantom shares of common stock ("dividend equivalents") based on original grant of 1,059 phantom shares under the Nonemployee Director Stock Ownership Plan. This grant of deferred compensation is payable upon retirement from the Board of Directors. As of 03/1/505, 3,837.48 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
F6: Stock option awarded on 4/18/00 at the option price of $46.21 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F7: Stock option awarded on 4/15/03 at the option price of $64.69 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
F8: Stock option awarded on 04/20/04 at the option price of $50.98 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.