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WESTWATER RESOURCES, INC. — Director's Dealing 2021
Feb 1, 2021
34414_dirs_2021-02-01_87547a8c-c382-4320-9f15-0548e1739557.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WESTWATER RESOURCES, INC. (WWR)
CIK: 0000839470
Period of Report: 2021-01-28
Reporting Person: Jones Christopher Murrel (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-28 | Common Stock | A | 10455 | — | Acquired | 42879 | Direct |
| 2021-01-28 | Common Stock | M | 10455 | — | Acquired | 53334 | Direct |
| 2021-01-28 | Common Stock | F | 10753 | $6.94 | Disposed | 42581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-28 | Restricted Stock Units | $ | M | 10455 | Disposed | Common Stock (10455) | Direct |
Footnotes
F1: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria.
F2: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.
F3: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.
F4: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.