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WESTWATER RESOURCES, INC. — Director's Dealing 2021
May 12, 2021
34414_dirs_2021-05-12_70285e65-e035-4879-86b2-31f2c36c88f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WESTWATER RESOURCES, INC. (WWR)
CIK: 0000839470
Period of Report: 2021-05-10
Reporting Person: Cates Steven M. (CAO and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | A | 3625 | — | Acquired | 3625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Stock option (right to buy) | $3.77 | A | 9498 | Acquired | 2031-05-10 | Common Stock (9498) | Direct |
| 2021-05-10 | Restricted Stock Units | $ | A | 3625 | Acquired | Common Stock (3625) | Direct |
Footnotes
F1: Represents restricted stock units that vest in two equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F2: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.
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