Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WESTWATER RESOURCES, INC. Director's Dealing 2014

Feb 6, 2014

34414_dirs_2014-02-06_f70f0713-2dfa-4ceb-b465-628ddc816888.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: URANIUM RESOURCES INC /DE/ (URRE)
CIK: 0000839470
Period of Report: 2014-01-29

Reporting Person: Resource Capital Fund V L.P. (10% Owner)
Reporting Person: Resource Capital Associates V L.P. (10% Owner)
Reporting Person: RCA V GP LTD. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-29 Common Stock J 117188 $2.56 Acquired 6611203 Direct
2014-01-29 Common Stock J 21218 $2.97 Acquired 6632421 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-29 Convertible Loan $2.60 J Acquired 2016-12-31 Common Stock (1153846) Direct

Footnotes

F1: The shares are held by Resource Capital Fund V L.P. ("RCF V"), of which Resource Capital Associates V L.P. is the general partner, and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Exchange Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.

F2: Pursuant to the terms of the Loan Agreement, dated November 13, 2013, between Uranium Resources, Inc. ("URI") and RCF V (the "Loan Agreement"), 117,188 shares of URI common stock will be issued to RCF V in satisfaction of the $300,000 establishment fee under the Loan Agreement following approval of the Loan Agreement by URI's stockholders on January 29, 2014.

F3: Pursuant to the terms of the Loan Agreement, at the election of RCF V, 21,218 shares of URI common stock will be issued to RCF V in satisfaction of interest and a commitment fee under the Loan Agreement.

F4: Following the approval of the Loan Agreement by URI's stockholders on January 29, 2014, RCF V may elect, at any time, to convert amounts drawn under the Loan Agreement (including amounts previously repaid) into shares of URI's common stock at an initial rate of $2.60 per share, which conversion rate is subject to adjustment in certain circumstances.