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WESTWATER RESOURCES, INC. — Director's Dealing 2014
Jul 28, 2014
34414_dirs_2014-07-28_16f59060-f827-4d01-b585-2439f9aaa31b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URANIUM RESOURCES INC /DE/ (URRE)
CIK: 0000839470
Period of Report: 2014-07-08
Reporting Person: Resource Capital Fund V L.P. (10% Owner)
Reporting Person: Resource Capital Associates V L.P. (10% Owner)
Reporting Person: RCA V GP LTD. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-08 | Common Stock | J | 69233 | $2.66 | Acquired | 6747391 | Direct |
Footnotes
F1: The shares are held by Resource Capital Fund V L.P. ("RCF V"), of which Resource Capital Associates V L.P. is the general partner and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P., RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.
F2: Pursuant to the terms of the Loan Agreement dated November 13, 2013, between Uranium Resources, Inc. ("URI") and RCF V (as amended, the "Loan Agreement"), at the election of RCF V, 69,233 shares of URI common stock will be issued to RCF V in satisfaction of interest and a commitment fee under the Loan Agreement.