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WESTLAKE CORP — Director's Dealing 2017
Aug 17, 2017
30551_dirs_2017-08-17_992cd2d6-1110-4d56-bd90-b773461eeca0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WESTLAKE CHEMICAL CORP (WLK)
CIK: 0001262823
Period of Report: 2017-08-17
Reporting Person: Jenkins Dorothy C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-17 | Common Stock | M | 1003 | — | Acquired | 46118 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-17 | Restricted Stock Units | $ | M | 1003 | Disposed | Common Stock (1003) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92010554 | Indirect |
Footnotes
F1: Restricted stock units convert into Issuer's common stock on an one-for-one basis.
F2: 92,010,554 shares of common stock of the Issuer are held through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWF GP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts, principally for the benefit of the Chao family, including the reporting person, and two corporations owned, indirectly or directly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting powers with respect to the shares owned by TTWF LP. The reporting person disclaims beneficial interest of the shares except to the extent of her pecuniary interests therein.
F3: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.