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WESTLAKE CORP — Director's Dealing 2015
Aug 25, 2015
30551_dirs_2015-08-25_fb44dbbb-e3eb-4ef2-b3a3-cac6ff537213.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WESTLAKE CHEMICAL CORP (WLK)
CIK: 0001262823
Period of Report: 2015-08-22
Reporting Person: Jenkins Dorothy C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-22 | Common Stock | M | 357 | — | Acquired | 39141 | Direct |
| 2015-08-23 | Common Stock | M | 586 | — | Acquired | 39727 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-22 | Restricted Stock Units | $ | M | 357 | Disposed | Common Stock (357) | Direct | |
| 2015-08-23 | Restricted Stock Units | $ | M | 586 | Disposed | Common Stock (586) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92010554 | Indirect |
Footnotes
F1: Restricted stock units convert into Issuer's common stock on a one-for-one basis.
F2: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal annual installments beginning on the first anniversary of the grant date.
F3: On August 23, 2013, the reporting person was granted 1,760 restricted stock units (such number takes into account the Issuer's two-for-one stock split on March 18, 2014) vesting in three equal annual installments beginning on the first anniversary of the grant date.
F4: 92,010,554 shares are held through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWFGP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts, principally for the benefit of members of the Chao family, including the reporting person, and two corporations owned, directly or indirectly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting power with respect to the shares beneficially owned by TTWF LP. The reporting person disclaims beneficial ownership of the shares except to the extent of her pecuniary interest therein.