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WESTLAKE CORP — Director's Dealing 2013
Feb 20, 2013
30551_dirs_2013-02-20_db9d61e9-66b6-4b15-af87-a967db90649c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: WESTLAKE CHEMICAL CORP (WLK)
CIK: 0001262823
Period of Report: 2012-08-22
Reporting Person: Chao James (Director, Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-22 | Common Stock | M | 33802 | $14.235 | Acquired | 124710 | Direct |
| 2012-08-22 | Common Stock | S | 33802 | $69.0260 | Disposed | 90908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-22 | Employee Option (right to buy) | $14.235 | M | 33802 | Disposed | 2019-02-13 | Common Stock (33802) | Direct |
Footnotes
F1: The number of shares of common stock held by the reporting person was incorrectly reported on the first transaction shown on the reporting person's original Form 4 filed August 24, 2012 (and correspondingly on each subsequent transaction shown on such Form 4), and was also incorrectly reported on the subsequent Forms 4 filed by the reporting person on December 10, 2012, December 11, 2012, December 12, 2012 and January 10, 2013.
F2: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on August 22, 2012 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.00 to $69.0801, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. The transactions were shown individually on the reporting person's original Form 4 filed August 24, 2012.
F3: The derivative securities were previously reported as being acquired instead of disposed of. In addition, the number of derivative securities beneficially owned following reported transaction was previously incorrectly reported as 149,644.