Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WESTERN YILGARN NL Capital/Financing Update 2012

Aug 13, 2012

66092_rns_2012-08-13_e9e40bbb-3500-4b7d-ac2e-e1816694c5e6.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

Appendix
3B New
issue
announcement

Rule
2.7,
3.10.3,
3.10.4,
3.10.5

Appendix 3B

New issue announcement, application for quotation of additional securities and agreement

Information
or
documents
not
available
now
must
be
given
to
ASX
as
soon
as
available.
Information
and documents
given
to
ASX
become
ASX’s
property
and
may
be
made
public.

Introduced
1/7/96.
Origin:
Appendix
5.
Amended
1/7/98,
1/9/99,
1/7/2000,
30/9/2001,
11/3/2002,
1/1/2003,
24/10/2005.

Name
of
entity

IRON
MOUNTAIN
MINING
LIMITED

ABN

62
112
914
459

We
(the
entity)
give
ASX
the
following
information.

Part 1 - All issues

You
must
complete
the
relevant
sections
(attach
sheets
if
there
is
not
enough
space).

1
+Class of+securities issued or to
be issued



2
Number of+securities issued or to
be issued (if known) or maximum
number which may be issued



3
Principal terms of the+securities
(eg, if options, exercise price and
expiry
date;
if
partly
paid
+securities,
the
amount
outstanding and due dates for
payment; if+convertible securities,
the conversion price and dates for
conversion)
Fully paid ordinary shares
22,074,897
Pari passu with existing ordinary shares

+
See
chapter
19
for
defined
terms.

24/10/2005
Appendix
3B
Page
1

Appendix
3B New
issue
announcement

  • 4 Do
    the
    [+] securities
    rank
    equally
    in Yes all
    respects
    from
    the
    date
    of allotment
    with
    an
    existing
    [+] class of
    quoted
    [+] securities? If
    the
    additional
    securities
    do
    not rank
    equally,
    please
    state:
    the
    date
    from
    which
    they
    do

  • the extent to which they participate for the next dividend,
    (in
    the
    case
    of
    a
    trust, distribution) or interest payment

  • the
    extent
    to
    which
    they
    do
    not rank
    equally,
    other
    than
    in relation
    to
    the
    next
    dividend, distribution or interest payment

  • 5 Issue
    price
    or
    consideration Takeover
    Bid

    1
    Iron
    Mountain
    Mining Limited
    share
    for
    4
    United
    Orogen
    Limited shares.

  • 6 Purpose
    of
    the
    issue To
    be
    issued
    pursuant
    to
    an
    off-­‐market (If
    issued
    as
    consideration
    for
    the takeover
    bid
    by
    Iron
    Mountain
    Mining acquisition of assets, clearly Limited
    for
    all
    of
    the
    shares
    in
    United
    Orogen identify
    those
    assets) Limited.

  • 7 Dates
    of
    entering
    [+] securities
    into In
    accordance
    with
    Iron
    Mountain
    Mining’s uncertificated holdings or offer
    terms
    as
    set
    out
    in
    the
    Bidder’s despatch
    of
    certificates Statement
    dated
    27
    July
    2012 Number
    + Class

  • 8 Number and + class of all 135,586,881 Ordinary
    Shares
    + securities quoted on ASX (including the securities in clause
    2
    if
    applicable) Number
    + Class

+
See
chapter
19
for
defined
terms.

Appendix
3B
Page
2

24/10/2005

Appendix
3B New
issue
announcement

9
Number
and
+class
of
all
+securities not quoted on ASX
(including
the
securities
in
clause 2 if applicable)




32,000,000

Options
Expiring
01/05/2016 @$0.20




10
Dividend policy (in the case of a
trust, distribution policy) on the
increased capital (interests)
N/A

Part 2 - Bonus issue or pro rata issue
11
Is
security
holder
approval
required?

N/A



12
Is the issue renounceable or non-
renounceable?
N/A



13
Ratio in which the+securities will
be offered
N/A



14
+Class of+securities to which the
offer relates
N/A



15
+Record
date
to
determine
entitlements
N/A



16
Will
holdings
on
different
registers
(or
subregisters)
be
aggregated
for
calculating
entitlements?
N/A



17
Policy for deciding entitlements in
relation to fractions

N/A



18
Names of countries in which the
entity has+security holders who
will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
N/A



19
Closing
date
for
receipt
of
acceptances or renunciations
N/A



20
Names of any underwriters


N/A

32,000,000

Options
Expiring
01/05/2016 @$0.20
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

+
See
chapter
19
for
defined
terms.

24/10/2005
Appendix
3B
Page
3

Appendix
3B New
issue
announcement

|

21
Amount of any underwriting fee
or commission


22
Names of any brokers to the issue




23
Fee or commission payable to the
broker to the issue


24
Amount of any handling fee
payable to brokers who lodge
acceptances or renunciations on
behalf of+security holders


25
If the issue is contingent on
+security holders’ approval, the
date of the meeting


26
Date entitlement and acceptance
form and prospectus or Product
Disclosure Statement will be sent
to persons entitled


27
If the entity has issued options,
and the terms entitle option
holders to participate on exercise,
the date on which notices will be
sent to option holders


28
Date rights trading will begin (if
applicable)


29
Date rights trading will end (if
applicable)




30
How do+security holders sell
their entitlements in
full through

a broker?


31
How do+security holders sell part
of their entitlements through a
broker
and
accept
for
the
balance?
32
How do+security holders dispose
of their entitlements (except by
sale through a broker)?

||
|---|---|
||N/A|
|||
||
N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A|
|||
||N/A
|

+
See
chapter
19
for
defined
terms.

Appendix
3B
Page
4

24/10/2005

Appendix
3B New
issue
announcement

33 + Despatch
date

N/A

Part 3 - Quotation of securities

You
need
only
complete
this
section
if
you
are
applying
for
quotation
of
securities

  • 34 Type
    of
    securities (tick
    one)

  • (a)[Securities
    described
    in
    Part
    1
    ]

  • (b)[All
    other
    securities
    ]

Example:
restricted
securities
at
the
end
of
the
escrowed
period,
partly
paid
securities
that
become
fully
paid, employee
incentive
share
securities
when
restriction
ends,
securities
issued
on
expiry
or
conversion
of
convertible securities

Entities that have ticked box 34(a)

_**Additional

securities
forming
a
new
class
of
securities**_

Tick
to
indicate
you
are
providing
the
information
or documents

  • 35 If
    the[+] securities
    are[+] equity
    securities,
    the
    names
    of
    the
    20
    largest
    holders
    of
    the additional
    [+] securities,
    and
    the
    number
    and
    percentage
    of
    additional
    [+] securities held
    by
    those
    holders

  • 36 If
    the[+] securities
    are[+] equity
    securities,
    a
    distribution
    schedule
    of
    the
    additional
    + securities
    setting
    out
    the
    number
    of
    holders
    in
    the
    categories 1
    -­‐
    1,000

  • 1,001
    -­‐
    5,000

5,001
-­‐
10,000 10,001
-­‐
100,000 100,001
and
over

  • 37 A
    copy
    of
    any
    trust
    deed
    for
    the
    additional
    [+] securities
    (NOT
    APPLICABLE)

Entities that have ticked box 34(b)

38 Number
of
securities
for
which
+ quotation
is
sought 39 Class
of
+ securities
for
which quotation
is
sought

+
See
chapter
19
for
defined
terms.

24/10/2005
Appendix
3B
Page
5

Appendix
3B New
issue
announcement

40 Do
the
[+] securities
rank
equally
in all
respects
from
the
date
of allotment
with
an
existing
[+] class of
quoted
[+] securities? If
the
additional
securities
do
not rank
equally,
please
state:

  • the
    date
    from
    which
    they
    do

  • the extent to which they participate for the next dividend,
    (in
    the
    case
    of
    a
    trust, distribution) or interest payment

  • the
    extent
    to
    which
    they
    do
    not rank
    equally,
    other
    than
    in relation
    to
    the
    next
    dividend, distribution or interest payment

41 Reason
for
request
for
quotation now Example:
In
the
case
of
restricted
securities,
end of
restriction
period (if
issued
upon
conversion
of another
security,
clearly
identify that
other
security)

Number + Class 42 Number and + class of all + securities quoted on ASX (including
the
securities
in
clause 38)

_**Quotation

agreement**_

+
See
chapter
19
for
defined
terms.

Appendix
3B
Page
6

24/10/2005

Appendix
3B New
issue
announcement

  • 1 + Quotation
    of
    our
    additional
    + _securities
    is
    in
    ASX’s
    absolute
    discretion.

ASX may
quote
the_[+] securities
on
any
conditions
it
decides.

  • 2 We
    warrant
    the
    following
    to
    ASX.

  • The
    issue
    of
    the[+] securities
    to
    be
    quoted
    complies
    with
    the
    law
    and
    is
    not for
    an
    illegal
    purpose.

  • There
    is
    no
    reason
    why
    those[+] securities
    should
    not
    be
    granted + quotation.

  • An
    offer
    of
    the[+] securities
    for
    sale
    within
    12
    months
    after
    their
    issue
    will not
    require
    disclosure
    under
    section
    707(3)
    or
    section
    1012C(6)
    of
    the Corporations
    Act.

Note:
An
entity
may
need
to
obtain
appropriate
warranties
from
subscribers
for
the
securities
in
order
to
be
able to
give
this
warranty

  • Section
    724
    or
    section
    1016E
    of
    the
    Corporations
    Act
    does
    not
    apply
    to any
    applications
    received
    by
    us
    in
    relation
    to
    any[+] securities
    to
    be quoted
    and
    that
    no-­‐one
    has
    any
    right
    to
    return
    any[+] securities
    to
    be quoted
    under
    sections
    737,
    738
    or
    1016F
    of
    the
    Corporations
    Act
    at
    the time
    that
    we
    request
    that
    the[+] securities
    be
    quoted.

  • If
    we
    are
    a
    trust,
    we
    warrant
    that
    no
    person
    has
    the
    right
    to
    return
    the
    + securities
    to
    be
    quoted
    under
    section
    1019B
    of
    the
    Corporations
    Act
    at the
    time
    that
    we
    request
    that
    the[+] securities
    be
    quoted.

  • 3 We
    will
    indemnify
    ASX
    to
    the
    fullest
    extent
    permitted
    by
    law
    in
    respect
    of
    any claim,
    action
    or
    expense
    arising
    from
    or
    connected
    with
    any
    breach
    of
    the warranties
    in
    this
    agreement.

  • _4 We
    give
    ASX
    the
    information
    and
    documents
    required
    by
    this
    form.

If
any information
or
document
not
available
now,
will
give
it
to
ASX
before_ + quotation
of
the
+ _securities
begins.
We
acknowledge
that
ASX
is
relying
on
the information
and
documents.

We
warrant
that
they
are
(will
be)
true
and complete._

Sign
here: (Company
secretary) Print
name: Shoshanna
Zohar ==
==
==
==
==

Date
14
August
2012

+
See
chapter
19
for
defined
terms.

24/10/2005
Appendix
3B
Page
7