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Wendy's Co — Director's Dealing 2021
Jun 11, 2021
31695_dirs_2021-06-11_3da44bc8-98be-415e-8d91-900466a204c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2021-06-09
Reporting Person: O'Brien Matthew Coley (Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-09 | Common Stock | M | 34097 | $8.2225 | Acquired | 66024 | Direct |
| 2021-06-09 | Common Stock | M | 36932 | $9.8575 | Acquired | 102956 | Direct |
| 2021-06-09 | Common Stock | M | 31890 | $10.0875 | Acquired | 134846 | Direct |
| 2021-06-09 | Common Stock | M | 24004 | $15.355 | Acquired | 158850 | Direct |
| 2021-06-09 | Common Stock | F | 45516 | $27.065 | Disposed | 113334 | Direct |
| 2021-06-09 | Common Stock | S | 50894 | $29.00 | Disposed | 62440 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-09 | Employee Stock Option (Right to Buy) | $8.2225 | M | 34097 | Disposed | 2024-08-11 | Common Stock (34097) | Direct |
| 2021-06-09 | Employee Stock Option (Right to Buy) | $9.8575 | M | 36932 | Disposed | 2025-08-07 | Common Stock (36932) | Direct |
| 2021-06-09 | Employee Stock Option (Right to Buy) | $10.0875 | M | 31890 | Disposed | 2026-08-12 | Common Stock (31890) | Direct |
| 2021-06-09 | Employee Stock Option (Right to Buy) | $15.355 | M | 24004 | Disposed | 2027-08-11 | Common Stock (24004) | Direct |
Footnotes
F1: With tandem net exercise and tax withholding rights.
F2: The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 34,097 shares.
F3: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 36,932 shares.
F4: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 31,890 shares.
F5: The option vested in three equal installments on August 11, 2018, 2019 and 2020, and is currently exercisable as to all 24,004 shares.