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Wendy's Co — Director's Dealing 2019
Nov 18, 2019
31695_dirs_2019-11-18_5d23dc58-fc76-4a5d-a243-d4682bc4d9a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2019-11-14
Reporting Person: Burnside Leigh A. (SVP, Finance & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-14 | Common Stock | M | 27777.0000 | $4.6750 | Acquired | 43214.0000 | Direct |
| 2019-11-14 | Common Stock | M | 26408.0000 | $7.9225 | Acquired | 69622.0000 | Direct |
| 2019-11-14 | Common Stock | S | 13335.0000 | $20.9500 | Disposed | 56287.0000 | Direct |
| 2019-11-14 | Common Stock | F | 20762.0000 | $20.9500 | Disposed | 35525.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-14 | Employee Stock Option (right to buy) | $4.6750 | M | 27777.0000 | Disposed | 2022-07-02 | Common Stock (27777.0000) | Direct |
| 2019-11-14 | Employee Stock Option (right to buy) | $7.9225 | M | 26408.0000 | Disposed | 2023-08-09 | Common Stock (26408.0000) | Direct |
Footnotes
F1: Of the 13,335 shares sold, 6,816 were sold to cover applicable exercise price and the tax withholding.
F2: With tandem net exercise and tax withholding rights.
F3: The option vested in three equal installments on July 2, 2013, 2014 and 2015 and is currently exercisable as to all 27,777 shares.
F4: The option vested in three equal installments on September 9, 2014, 2015 and 2016 and is currently exercisable as to all 26,408 shares.
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