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Wendy's Co — Director's Dealing 2016
Jun 3, 2016
31695_dirs_2016-06-03_1431e84d-42ce-4118-b3c2-c1ad9282cf1b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2016-05-26
Reporting Person: Pringle Abigail E. (Chief Development Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.9100 | 2020-07-08 | Common Stock (18890.0000) | Direct | |
| Employee Stock Option (right to buy) | $4.4400 | 2019-07-15 | Common Stock (5315.0000) | Direct | |
| Employee Stock Option (right to buy) | $4.6750 | 2022-07-02 | Common Stock (59722.0000) | Direct | |
| Employee Stock Option (right to buy) | $5.0200 | 2021-06-23 | Common Stock (20319.0000) | Direct | |
| Employee Stock Option (right to buy) | $7.9225 | 2023-08-09 | Common Stock (52816.0000) | Direct | |
| Employee Stock Option (right to buy) | $8.2225 | 2024-08-11 | Common Stock (72285.0000) | Direct | |
| Employee Stock Option (right to buy) | $9.8575 | 2025-08-07 | Common Stock (65951.0000) | Direct | |
| Restricted Stock Units | $0.0000 | Common Stock (23643.0000) | Direct |
Footnotes
F1: With tandem net exercise and tax withholding rights.
F2: The option is currently exercisable as to all 18,890 shares.
F3: The option is currently exercisable as to all 5,315 shares.
F4: The option is currently exercisable as to all 59,722 shares.
F5: The option is currently exercisable as to all 20,319 shares.
F6: The option became exercisable as to 17,605 shares on each of August 9, 2014 and August 9, 2015 and becomes exercisable as to 17,606 shares on August 9, 2016.
F7: The option became exercisable as to 24,095 shares on August 11, 2015 and becomes exercisable as to 24,095 shares on each of August 11, 2016 and August 11, 2017.
F8: The option becomes exercisable as to 21,983 shares on August 7, 2016 and becomes exercisable as to 21,984 shares on each of August 7, 2017 and August 7, 2018.
F9: With tandem dividend equivalent rights and tax withholding rights.
F10: The restricted stock units will vest on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.
F11: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.