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Wendy's Co — Director's Dealing 2016
Jun 17, 2016
31695_dirs_2016-06-16_6f0947af-638a-4172-87e0-2b4d3439e9cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2016-06-15
Reporting Person: Penegor Todd Allan (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-15 | Common Stock | M | 474.0000 | — | Acquired | 197795.0000 | Direct |
| 2016-06-15 | Common Stock | F | 225.0000 | $9.8100 | Disposed | 197570.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-15 | Restricted Stock Units | $ | A | 734.0000 | Acquired | Common Stock (734.0000) | Direct | |
| 2016-06-15 | Restricted Stock Units | $ | A | 474.0000 | Acquired | Common Stock (474.0000) | Direct | |
| 2016-06-15 | Restricted Stock Units | $ | M | 474.0000 | Disposed | Common Stock (474.0000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
F2: With tandem dividend equivalent rights and tax withholding rights.
F3: Represents dividend equivalent units issued on June 15, 2016.
F4: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.
F5: The dividend equivalent units had accrued on restricted stock units that vested in full on June 3, 2016; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2016.