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Wendy's Co — Director's Dealing 2013
Aug 27, 2013
31695_dirs_2013-08-27_a7e970a8-c6d5-466c-bcdc-60ed9d75d08c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2013-08-23
Reporting Person: HARE STEPHEN E (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-23 | Common Stock | M | 500000.0000 | $4.6500 | Acquired | 692135.0000 | Direct |
| 2013-08-23 | Common Stock | M | 245575.0000 | $3.9100 | Acquired | 937710.0000 | Direct |
| 2013-08-23 | Common Stock | M | 189639.0000 | $5.0200 | Acquired | 1127349.0000 | Direct |
| 2013-08-23 | Common Stock | M | 35000.0000 | $6.7700 | Acquired | 1162349.0000 | Direct |
| 2013-08-23 | Common Stock | F | 31932.0000 | $7.9175 | Disposed | 1130417.0000 | Direct |
| 2013-08-23 | Common Stock | F | 157785.0000 | $7.9175 | Disposed | 972632.0000 | Direct |
| 2013-08-23 | Common Stock | F | 184501.0000 | $7.9175 | Disposed | 788131.0000 | Direct |
| 2013-08-23 | Common Stock | F | 403494.0000 | $7.9175 | Disposed | 384637.0000 | Direct |
| 2013-08-26 | Common Stock | S | 48000.0000 | $7.9264 | Disposed | 336637.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-23 | Employee Stock Option (right to buy) | $6.7700 | M | 35000.0000 | Disposed | 2018-06-18 | Common Stock (35000.0000) | Direct |
| 2013-08-23 | Employee Stock Option (right to buy) | $5.0200 | M | 189639.0000 | Disposed | 2021-06-23 | Common Stock (189639.0000) | Direct |
| 2013-08-23 | Employee Stock Option (right to buy) | $3.9100 | M | 245575.0000 | Disposed | 2020-07-08 | Common Stock (245575.0000) | Direct |
| 2013-08-23 | Employee Stock Option (right to buy) | $4.6500 | M | 500000.0000 | Disposed | 2018-12-18 | Common Stock (500000.0000) | Direct |
Footnotes
F1: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.91 to $7.94, inclusive. The reporting person undertakes to provide to the Company, any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
F2: With tandem net exercise and tax withholding rights.
F3: The option vested in three equal installments on June 18, 2009, 2010 and 2011.
F4: One-third of the option vested on each of June 23, 2012 and 2013. The remaining one-third of the option will vest on June 23, 2014, subject to continued employment with the Company.
F5: The option vested in three equal installments on July 8, 2011, 2012 and 2013.
F6: The option vested in three equal installments on December 18, 2009, 2010 and 2011.