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Wendy's Co — Director's Dealing 2013
Sep 16, 2013
31695_dirs_2013-09-16_88b0bd1e-dd61-4310-93e1-08a739adefdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2013-09-12
Reporting Person: Brolick Emil J. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-12 | Common Stock | M | 106802.0000 | $0.0000 | Acquired | 177200.0000 | Direct |
| 2013-09-12 | Common Stock | F | 51213.0000 | $8.5550 | Disposed | 125987.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-12 | Restricted Stock Units | $ | M | 106802.0000 | Disposed | Common Stock (106802.0000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
F2: With tandem dividend equivalent rights and tax withholding rights.
F3: The restricted stock units were granted on September 12, 2011 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on September 12, 2012 and 2013, respectively. The third installment (including the related dividend equivalent units) will vest on September 12, 2014.