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Wendy's Co Director's Dealing 2013

Nov 15, 2013

31695_dirs_2013-11-14_9f59e49b-9391-4270-8295-ef5a1bc4ddd5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2013-11-12

Reporting Person: SMITH ROLAND (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-12 Common Stock M 1500000.0000 $4.6500 Acquired 1914334.0000 Direct
2013-11-12 Common Stock S 500000.0000 $8.4263 Disposed 1414334.0000 Direct
2013-11-12 Common Stock S 1000000.0000 $8.4777 Disposed 414334.0000 Direct
2013-11-13 Common Stock M 946337.0000 $5.0200 Acquired 1360671.0000 Direct
2013-11-13 Common Stock M 831176.0000 $3.9100 Acquired 2191847.0000 Direct
2013-11-13 Common Stock M 200000.0000 $6.7700 Acquired 2391847.0000 Direct
2013-11-13 Common Stock S 1977513.0000 $8.6396 Disposed 414334.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-12 Employee Stock Option (right to buy) $4.6500 M 1500000.0000 Disposed 2018-12-18 Common Stock (1500000.0000) Direct
2013-11-13 Employee Stock Option (right to buy) $6.7700 M 200000.0000 Disposed 2018-06-18 Common Stock (200000.0000) Direct
2013-11-13 Employee Stock Option (right to buy) $5.0200 M 946337.0000 Disposed 2021-06-23 Common Stock (946337.0000) Direct
2013-11-13 Employee Stock Option (right to buy) $3.9100 M 831176.0000 Disposed 2020-07-08 Common Stock (831176.0000) Direct

Footnotes

F1: With tandem net exercise and tax withholding rights.

F2: The option vested in three equal installments on December 18, 2009, 2010 and 2011.

F3: The option vested in three equal installments on June 18, 2009, 2010 and 2011.

F4: The option vested in full on December 30, 2011.

F5: One-third of the option vested on July 8, 2011, and the remaining two-thirds of the option vested on December 30, 2011.