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Wendy's Co — Director's Dealing 2013
Nov 15, 2013
31695_dirs_2013-11-14_9f59e49b-9391-4270-8295-ef5a1bc4ddd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2013-11-12
Reporting Person: SMITH ROLAND (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Stock | M | 1500000.0000 | $4.6500 | Acquired | 1914334.0000 | Direct |
| 2013-11-12 | Common Stock | S | 500000.0000 | $8.4263 | Disposed | 1414334.0000 | Direct |
| 2013-11-12 | Common Stock | S | 1000000.0000 | $8.4777 | Disposed | 414334.0000 | Direct |
| 2013-11-13 | Common Stock | M | 946337.0000 | $5.0200 | Acquired | 1360671.0000 | Direct |
| 2013-11-13 | Common Stock | M | 831176.0000 | $3.9100 | Acquired | 2191847.0000 | Direct |
| 2013-11-13 | Common Stock | M | 200000.0000 | $6.7700 | Acquired | 2391847.0000 | Direct |
| 2013-11-13 | Common Stock | S | 1977513.0000 | $8.6396 | Disposed | 414334.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 | Employee Stock Option (right to buy) | $4.6500 | M | 1500000.0000 | Disposed | 2018-12-18 | Common Stock (1500000.0000) | Direct |
| 2013-11-13 | Employee Stock Option (right to buy) | $6.7700 | M | 200000.0000 | Disposed | 2018-06-18 | Common Stock (200000.0000) | Direct |
| 2013-11-13 | Employee Stock Option (right to buy) | $5.0200 | M | 946337.0000 | Disposed | 2021-06-23 | Common Stock (946337.0000) | Direct |
| 2013-11-13 | Employee Stock Option (right to buy) | $3.9100 | M | 831176.0000 | Disposed | 2020-07-08 | Common Stock (831176.0000) | Direct |
Footnotes
F1: With tandem net exercise and tax withholding rights.
F2: The option vested in three equal installments on December 18, 2009, 2010 and 2011.
F3: The option vested in three equal installments on June 18, 2009, 2010 and 2011.
F4: The option vested in full on December 30, 2011.
F5: One-third of the option vested on July 8, 2011, and the remaining two-thirds of the option vested on December 30, 2011.
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