AI assistant
Wendy's Co — Director's Dealing 2008
Feb 7, 2008
31695_dirs_2008-02-07_d514aaf8-0625-415f-a900-114bf822df57.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRIARC COMPANIES INC (TRY;TRY.B)
CIK: 0000030697
Period of Report: 2008-01-29
Reporting Person: Barton Sharron L. (Chief Admin of ARG)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock, Series 1 | 209219 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $16.22 | 2016-04-28 | Class B Common Stock, Series 1 (30400) | Direct | |
| Employee Stock Option (right to buy) | $15.84 | 2017-05-23 | Class B Common Stock, Series 1 (15000) | Direct |
Footnotes
F1: In connection with the acquisition of RTM Restaurant Group, Inc. (RTM) and certain affiliated entities (the RTM Acquisition) by Triarc Companies, Inc. (Triarc), the reporting person received shares of Triarc Class B Common Stock, Series 1, as consideration. 10,545 shares issued to the reporting person in the acquisition, are being held in escrow to secure the reporting person's indemnification obligations under the definitive agreements related to the RTM Acquisition.
F2: With tandem net exercise and tax withholding rights.
F3: The option vests in three equal installments. One-third of the options vested on April 28, 2007. One-third of the options will vest on each of April 28, 2008 and 2009.
F4: The option vests in three equal installments on May 23, 2008, 2009 and 2010.