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Wendy's Co — Director's Dealing 2008
Mar 13, 2008
31695_dirs_2008-03-13_faf01ab5-85f7-4b29-a4a0-17818370c133.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Deerfield Capital Corp. (DFR)
CIK: 0001313918
Period of Report: 2008-03-11
Reporting Person: TRIARC COMPANIES INC (Director, 10% Owner, See Footnote (1))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-11 | Preferred Stock | J | 9629368 | — | Disposed | 0 | Direct |
| 2008-03-11 | Common Stock | J | 9629368 | — | Acquired | 9835010 | Direct |
Footnotes
F1: Mr. Peter W. May, the Vice Chairman of the board of directors, a director and a significant stockholder of Triarc Companies,
Inc. ("Triarc"), is a member of the board of directors of the Issuer. Triarc may be deemed to be a director of the Issuer
by deputization.
F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred
Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration
payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the
Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company,
LLC and Triarc. TD Holdings subsequently distributed its shares of DFR Preferred Stock to Triarc upon its dissolution. On
March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common
stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were
automatically converted into shares of DFR Common Stock.