AI assistant
Wendy's Co — Director's Dealing 2008
Apr 2, 2008
31695_dirs_2008-04-01_2e95084a-3da0-4fb6-90cd-c909561b4904.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Deerfield Capital Corp. (DFR)
CIK: 0001313918
Period of Report: 2008-03-29
Reporting Person: TRIARC COMPANIES INC (10% Owner, See footnotes (1), (2) and (3))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-29 | Common Stock | J | 9835010 | — | Disposed | 0 | Direct |
Footnotes
F1: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred
Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc Companies, Inc. ("Triarc"), as
merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC,
pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC,
Deerfield & Company, LLC and Triarc.
F2: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common
stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were
automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in
Triarc's ownership of 9,835,010 shares of DFR Common Stock.
F3: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par
value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc
Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock
outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the
"Record Date"). The Stock Dividend is payable on April 4, 2008 to holders of record of the Class A Common Stock and Class B
Common Stock at the close of business on the Record Date.