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Wendy's Co — Director's Dealing 2007
Nov 13, 2007
31695_dirs_2007-11-13_97828e37-cc31-44f6-8808-c73244eaa73a.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: TRIARC COMPANIES INC (TRY;TRY.B)
CIK: 0000030697
Period of Report: 2007-09-01
Reporting Person: Garrett Thomas A (EVP & Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock, Series 1 | 566106 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.1164 | 2015-07-25 | Class B Common Stock, Series 1 (334331) | Direct | |
| Employee Stock Option (right to buy) | $16.2200 | 2016-04-28 | Class B Common Stock, Series 1 (100000) | Direct | |
| Employee Stock Option (right to buy) | $15.8400 | 2017-05-23 | Class B Common Stock, Series 1 (50000) | Direct | |
| Employee Stock Option (right to buy) | $4.0397 | 2015-07-25 | Class B Common Stock, Series 1 (203328) | Direct |
Footnotes
F1: In connection with the acquisition of RTM Restaurant Group, Inc. (RTM) and certain affiliated entites (the RTM Acquisition) by Triarc Companies, Inc. (Triarc), the reporting person received as consideration 551,106 shares of Triarc's Class B Common Stock, Series 1. Of the 551,106 shares issued to the reporting person in the acquisition, 29,508 shares are being held in escrow to secure the reporting person's indemnification obligations under the definitive agreements related to the RTM Acquisition.
F2: With tandem net exercise and tax withholding rights.
F3: The options were fully vested as of October 19, 2006.
F4: The option vests in three equal installments. One-third of the options vested on April 28, 2007. One-third of the options will vest on each of April 28, 2008 and 2009.
F5: This Form 3/A is filed to correct a typographical error in the reporting person's original Form 3. The original Form 3 incorrectly noted the number of shares underlying this employee stock option as 10,000. The number of shares underlying this employee stock option held by the reporting person is actually 100,000. All other Table I and Table II securities reported on the reporting person's original Form 3 were accurately reported.
F6: The option vests in three equal installments on May 23, 2008, 2009 and 2010.