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WEEBIT NANO LTD — Major Shareholding Notification 2023
Oct 1, 2023
66042_rns_2023-10-01_cff6446a-bb85-44f4-a721-67b641ea56c3.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
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Weebit Nano Ltd
To Company Name/Scheme
146 455 576
ACN/ARSN
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1. Details of substantial holder (1)
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First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A
Name
630 725 558
ACN/ARSN (if applicable)
28-09-2023
The holder became a substantial holder on
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2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Fully Paid ordinary shares | 9,532,453 | 9,532,453 | 5.08% |
*Note these securities are comprised of 1,625,248 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 7,907,205 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 28 September 2023, has informed it that it has voting power prior to the date of this notice.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | Class and number of securities |
|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
515,506 | Fully Paid ordinary shares |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
1,625,248 | Fully Paid ordinary shares, (including 687721 borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C), (including 178117 borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C), (including 243904 borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|---|---|---|---|
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier Investors Holdings Pty Limited (indirectly) and has informed First Sentier Investors Holdings Pty Limited that it has a relevant interest in the shares noted in this column. Accordingly, First Sentier Investors Holdings Pty Limited has a relevant interest or voting power in those shares pursuant to section 608(3) or section 12(2)(a) of the Corporations Act (as relevant). MUFG has not provided any further details of that relevant interest - accordingly no transaction information is recorded in Appendix B or holder information is recorded in Section 4. Reference is made to any subsequent filing of MUFG which will reflect this interest. |
7,907,205 | Fully Paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities | Class and number of securities |
|---|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Citicorp Nominees Pty Limited (Australia) |
489,168 | Fully Paid ordinary shares |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | State Street Global Advisors (Australia) Limited |
26,338 | Fully Paid ordinary shares |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | CITIGROUP GLOBAL MARKETS INC |
1,109,742 | Fully Paid ordinary shares |
|
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group | 7,907,205 | Fully Paid ordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors Holdings Pty Limited |
| ACN 114 194 311 First Sentier Investors (Australia) IM Ltd |
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors Holdings Pty Limited |
| Mitsubishi UFJ Financial Group | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia |
| Mitsubishi UFJ Financial Group | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
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Signature
print name Rachel Lim capacity Company Secretary
sign here date 02-10-2023
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This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 28-09-2023
Annexure A
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Rachel Lim
Company Secretary
Dated the 02-10-2023
SCHEDULE
First Sentier Investors (Malta) Limited (Company Code C41267) First Sentier Investors (Malta) Holdings Limited (Company Code C41260) CFSIM Limited (Company No. 00153197) First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) First Sentier Investors Asia Holdings Limited (ACN 054 571 701) First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) First Sentier Infrastructure Managers (International) Limited (Company No. 298444) First Sentier Investors (UK) IM Limited (Company No. SC047708) First Sentier Investors (UK) Services Limited (Company No. 03904320) First Sentier Investors (Hong Kong) Limited (CR No. 0206616) First Sentier Investors (Ireland) Limited (Company No. 629188) First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) First Sentier Investors (Singapore) (Company No. 196900420D) First Sentier Investors UK Holdings Limited (Company No. 03904310) First Sentier Investors (UK) Funds Limited (Company No. 02294743) First Sentier Investors (Luxembourg) Infrastructure (B) GP S.A.R.L (Company No. B262476) First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) First Sentier Investors International IM Limited (Company No. SC079063) First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) FSIB LTD (Registration No. 26193) Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) SI Holdings Limited (Company No. SC109439) First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B238701) First Sentier Investors EU Holdings Limited (Company No. 727873) AlbaCore Capital Group Limited (Company No. 727871)
Annexure B
This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 28-09-2023
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Rachel Lim Company Secretary Dated the 02-10-2023
| Holder of relevant Interest | Date of Acquisition | Consideration Cash | Consideration non-cash | Class and number of securities affected | Class and number of securities affected |
|---|---|---|---|---|---|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
31-05-2023 | N/A | 28,172 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
15-06-2023 | N/A | 1,328 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
15-06-2023 | N/A | 8,071 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
16-06-2023 | 249,243.84 | 37,424 | Fully Paid ordinary shares |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
16-06-2023 | 14,165.82 | 2,127 | Fully Paid ordinary shares |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
29-06-2023 | 12,599.75 | 2,495 | Fully Paid ordinary shares |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
29-06-2023 | N/A | 3,203 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
03-07-2023 | N/A | 42,828 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
03-07-2023 | N/A | 18,716 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
03-07-2023 | N/A | 118,753 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
04-07-2023 | N/A | 648 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
04-07-2023 | N/A | 4,110 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
|---|---|---|---|---|---|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
04-07-2023 | N/A | 1,482 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
05-07-2023 | N/A | 12,425 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
05-07-2023 | N/A | 4,426 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
05-07-2023 | N/A | 2,300 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
12-07-2023 | 8,495.20 | 1,640 | Fully Paid ordinary shares |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
31-07-2023 | N/A | 4,540 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
01-08-2023 | N/A | 3,603 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
03-08-2023 | N/A | 4,875 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
15-08-2023 | N/A | 4,369 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
16-08-2023 | 17,183.56 | 3,497 | Fully Paid ordinary shares |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
16-08-2023 | N/A | 3,683 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
17-08-2023 | N/A | 11,732 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
18-08-2023 | N/A | 13,972 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
18-08-2023 | N/A | 50,478 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
18-08-2023 | N/A | 2,625 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
|---|---|---|---|---|---|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
31-08-2023 | N/A | 30,045 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
04-09-2023 | N/A | 21,669 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
04-09-2023 | N/A | 61,301 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
04-09-2023 | N/A | 15,720 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
12-09-2023 | N/A | 5,767 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
21-09-2023 | 14,474.15 | 4,295 | Fully Paid ordinary shares |
|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 |
26-09-2023 | N/A | 7,386 | Fully Paid ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 |
26-09-2023 | 12,515.20 | 3,911 | Fully Paid ordinary shares |
Annexure C
This is Annexure C referred to in Form 603, Notice of initial substantial holder dated
28-09-2023
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Rachel Lim Company Secretary Dated the 02-10-2023
First Sentier Investors Holdings Pty Limited will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).
Citigroup Global Markets Limited (Agreement 12)
| Type of agreement: | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) Citigroup Global Markets Limited; and (2) The Trust Company (RE Services)Limited |
| Are there any restrictions on voting rights? | No |
| If yes, in what detail? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The Dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the lender or its nominee (ie return date) |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] | Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
Citigroup Global Markets Limited (Agreement 13)
| Type of agreement: | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) Citigroup Global Markets Limited; and (2) The Trust Company (RE Services)Limited |
| Are there any restrictions on voting rights? | No |
| If yes, in what detail? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The Dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the lender or its nominee (ie return date) |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] | Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
Citigroup Global Markets Limited (Agreement 5)
| Type of agreement: | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) Citigroup Global Markets Limited; and (2) The Trust Company (RE Services)Limited |
| Are there any restrictions on voting rights? | No |
| If yes, in what detail? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The Dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the lender or its nominee (ie return date) |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] | Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |