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WEEBIT NANO LTD — Major Shareholding Notification 2023
Oct 25, 2023
66042_rns_2023-10-25_aef019de-cda3-487e-a1cb-4c2fabe5b36f.pdf
Major Shareholding Notification
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Form605
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Weebit Nano Ltd
ACN/ARSN: 146 455 576
1. Details of substantial holder
Name:
Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on:
The holder ceased to be a substantial holder on: 23 October 2023 The previous notice was given to the company on: 25 October 2023 The previous notice was dated: 25 October 2023 The holder became aware on: 25 October 2023
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are | as follows: |
|---|---|
| Name | Address |
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [90 x 26] intentionally omitted <==
Kenji Takase Authorised signatory
Dated 26/10/2023
Page 1
AnnexureA
Annexure A
This is annexure A of 6 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 26/10/2023
==> picture [120 x 35] intentionally omitted <==
Kenji Takase Authorised signatory Dated 26/10/2023
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
27,280.00 | 6,200 Ordinary Shares | 6,200 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,857.80 | 1,135 Ordinary Shares | 1,135 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,351.60 | 989 Ordinary Shares | 989 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,946.00 | 2,100 Ordinary Shares | 2,100 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,658.80 | 377 Ordinary Shares | 377 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,270.53 | 2,141 Ordinary Shares | 2,141 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,676.96 | 376 Ordinary Shares | 376 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
13,627.60 | 3,140 Ordinary Shares | 3,140 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
11,299.86 | 2,634 Ordinary Shares | 2,634 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,333.96 | 3,994 Ordinary Shares | 3,994 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
12,462.45 | 2,905 Ordinary Shares | 2,905 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
18,930.86 | 4,283 Ordinary Shares | 4,283 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,483.91 | 2,264 Ordinary Shares | 2,264 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
10,002.30 | 2,310 Ordinary Shares | 2,310 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,199.39 | 501 Ordinary Shares | 501 |
Page 2
AnnexureA
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
14,181.40 | 3,298 Ordinary Shares | 3,298 |
|---|---|---|---|---|---|
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4.33 | 1 Ordinary Share | 1 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
21,533.09 | 4,973 Ordinary Shares | 4,973 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
39,082.70 | 9,089 Ordinary Shares | 9,089 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,818.96 | 424 Ordinary Shares | 424 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,267.31 | 1,663 Ordinary Shares | 1,663 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,555.16 | 1,052 Ordinary Shares | 1,052 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,295.00 | 1,000 Ordinary Shares | 1,000 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
15,966.84 | 3,572 Ordinary Shares | 3,572 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,020.48 | 448 Ordinary Shares | 448 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
426.24 | 96 Ordinary Shares | 96 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
176.71 | 41 Ordinary Shares | 41 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4.33 | 1 Ordinary Share | 1 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
11,028.96 | 2,553 Ordinary Shares | 2,553 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
142.89 | 33 Ordinary Shares | 33 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,662.38 | 4,098 Ordinary Shares | 4,098 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
10,657.46 | 2,761 Ordinary Shares | 2,761 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,786.47 | 629 Ordinary Shares | 629 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
21,145.95 | 4,795 Ordinary Shares | 4,795 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
6,522.36 | 1,469 Ordinary Shares | 1,469 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,202.75 | 495 Ordinary Shares | 495 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,826.96 | 1,816 Ordinary Shares | 1,816 |
Page 3
AnnexureA
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,261.41 | 1,677 Ordinary Shares | 1,677 |
|---|---|---|---|---|---|
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,292.84 | 1,003 Ordinary Shares | 1,003 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,650.61 | 1,727 Ordinary Shares | 1,727 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
645.00 | 150 Ordinary Shares | 150 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,227.16 | 974 Ordinary Shares | 974 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,378.56 | 2,176 Ordinary Shares | 2,176 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
20,050.00 | 5,000 Ordinary Shares | 5,000 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,371.84 | 544 Ordinary Shares | 544 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,480.74 | 1,023 Ordinary Shares | 1,023 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
77.31 | 18 Ordinary Shares | 18 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
343.65 | 79 Ordinary Shares | 79 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,743.40 | 460 Ordinary Shares | 460 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,942.64 | 884 Ordinary Shares | 884 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,464.55 | 1,685 Ordinary Shares | 1,685 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,074.07 | 479 Ordinary Shares | 479 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,772.80 | 1,280 Ordinary Shares | 1,280 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
465.65 |
139 Ordinary Shares | 139 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,717.52 |
804 Ordinary Shares | 804 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
860.60 |
260 Ordinary Shares | 260 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,323.88 |
1,268 Ordinary Shares | 1,268 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
445.77 |
127 Ordinary Shares | 127 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,417.00 |
1,005 Ordinary Shares | 1,005 |
Page 4
AnnexureA
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,050.28 |
308 Ordinary Shares | 308 |
|---|---|---|---|---|---|
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,039.96 |
924 Ordinary Shares | 924 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,043.10 |
305 Ordinary Shares | 305 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,841.92 |
856 Ordinary Shares | 856 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,128.60 |
342 Ordinary Shares | 342 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
18,203.50 |
5,201 Ordinary Shares | 5,201 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
9,360.20 |
2,753 Ordinary Shares | 2,753 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,388.70 |
2,239 Ordinary Shares | 2,239 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
149.40 |
45 Ordinary Shares | 45 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,740.20 |
2,290 Ordinary Shares | 2,290 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,854.72 |
552 Ordinary Shares | 552 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
313.96 |
94 Ordinary Shares | 94 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,219.40 |
364 Ordinary Shares | 364 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,192.98 |
354 Ordinary Shares | 354 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,724.42 |
2,551 Ordinary Shares | 2,551 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
732.72 |
213 Ordinary Shares | 213 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,982.40 |
1,440 Ordinary Shares | 1,440 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16.60 |
5 Ordinary Shares | 5 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3.42 |
1 Ordinary Share | 1 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,082.40 |
330 Ordinary Shares | 330 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
11,911.37 |
3,413 Ordinary Shares | 3,413 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,009.98 |
586 Ordinary Shares | 586 |
Page 5
AnnexureA
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
150.75 |
45 Ordinary Shares | 45 |
|---|---|---|---|---|---|
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,134.00 |
2,324 Ordinary Shares | 2,324 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
867.50 |
250 Ordinary Shares | 250 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,028.52 |
611 Ordinary Shares | 611 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
233.92 |
68 Ordinary Shares | 68 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,668.18 |
2,262 Ordinary Shares | 2,262 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,402.81 |
713 Ordinary Shares | 713 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
9,295.22 |
2,783 Ordinary Shares | 2,783 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3.32 |
1 Ordinary Share | 1 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
692.64 |
208 Ordinary Shares | 208 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,687.56 |
492 Ordinary Shares | 492 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
70,666.35 |
20,483 Ordinary Shares | 20,483 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,203.79 |
1,863 Ordinary Shares | 1,863 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,072.20 |
1,234 Ordinary Shares | 1,234 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,001.55 |
865 Ordinary Shares | 865 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,433.68 |
1,004 Ordinary Shares | 1,004 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,562.28 |
1,311 Ordinary Shares | 1,311 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
936.32 |
266 Ordinary Shares | 266 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,471.51 |
1,909 Ordinary Shares | 1,909 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,212.04 |
1,228 Ordinary Shares | 1,228 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,989.38 |
1,153 Ordinary Shares | 1,153 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,287.84 |
2,169 Ordinary Shares | 2,169 |
Page 6
AnnexureA
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,759.41 |
519 Ordinary Shares | 519 |
|---|---|---|---|---|---|
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,359.66 |
971 Ordinary Shares | 971 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,501.20 |
1,320 Ordinary Shares | 1,320 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
17,708.10 |
5,286 Ordinary Shares | 5,286 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
22,317.88 |
6,682 Ordinary Shares | 6,682 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,872.79 |
1,163 Ordinary Shares | 1,163 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10,312.05 |
2,989 Ordinary Shares | 2,989 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,177.20 |
940 Ordinary Shares | 940 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,059.54 |
626 Ordinary Shares | 626 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
52,814.56 |
15,908 Ordinary Shares | 15,908 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,910.90 |
3,854 Ordinary Shares | 3,854 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
53.60 |
16 Ordinary Shares | 16 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,184.74 |
626 Ordinary Shares | 626 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Borrowed by an entity controlled by Morgan Stanley- see Annexure B |
N/A | 101,168 Ordinary Shares | 101,168 |
| 23/10/2023 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley- see Annexure B |
N/A |
182,125 Ordinary Shares | 182,125 |
Page 7
AnnexureB
Annexure B
This is annexure B of 5 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 26/10/2023
==> picture [94 x 28] intentionally omitted <==
Kenji Takase Authorised signatory Dated 26/10/2023
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Australian Master Securities LendingAgreement |
| Parties to agreement | Morgan StanleyAustralia Securities Limited and NATIONAL AUSTRALIA BANK LIMITED |
| Transfer Date | 20230529;20230605;20230606;20230615;20230630;20230713;20230714; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with theLender'sinstructions. |
|
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which therelevantborrowed Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and CITIBANK NA |
| Transfer Date | 20230529; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and Abu Dhabi Investment Authority |
| Transfer Date | 20230508; 20230509; 20230510; 20230511; 20230515; 20230516; 20230518; 20230519; 20230522; 20230523; 20230607; 20230614; 20230615;20230616;20230620;20230621;20230622;20230623;20230626;20230628;20230713;20230718;20230719;20230724; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM |
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AnnexureB
| Transfer Date | 20230321;20230413;20230516;20230713;20230901; |
|---|---|
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Default |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and THE NORTHERN TRUST COMPANY |
| Transfer Date | 20230907;20230921; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and JPMORGAN CHASE BANK,N.A. |
| Transfer Date | 20230329; 20230412; 20230427; 20230504; 20230510; 20230512; 20230515; 20230517; 20230518; 20230519; 20230522; 20230523; 20230524; 20230525; 20230526; 20230531; 20230605; 20230620; 20230621; 20230628; 20230703; 20230707; 20230825; 20230926; 20231010; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
|---|---|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and SCHRODER INTERNATIONAL SELECTION FUND |
| Transfer Date | 20230321; 20230330; 20230411; 20230412; 20230413; 20230414; 20230421; 20230424; 20230427; 20230502; 20230503; 20230505; 20230508; 20230509; 20230510; 20230517; 20230518; 20230522; 20230523; 20230525; 20230526; 20230529; 20230531; 20230602; 20230606; 20230607; 20230616; 20230619; 20230620; 20230621; 20230622; 20230712; 20230713; 20230714; 20230717; 20230718; 20230719;20230720;20230724;20230727;20230905;20230913;20231006;20231010; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and BROWN BROTHERS HARRIMAN & CO. |
| Transfer Date | 20231019; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Shdld R D if | O |
| ceue eturn ate ( any) pen |
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AnnexureB
| Shdld D if O |
Shdld D if O |
|---|---|
| ceue Return ate ( any) | pen |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch EquivalentSecurities on the exchange or in the clearing organisation through which theLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and paymentobligationsin respect thereof. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC,MS Securities Services Inc. and STATE STREET BANK AND TRUST COMPANY |
| Transfer Date | 20230606;20230607;20230608;20230726; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? |
Ye~~s/No~~ |
| ~~If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a~~ termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? |
Ye~~s/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC,MS Securities Services Inc. and THE BANK OF NEW YORK MELLON |
| Transfer Date | 20230926; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC,MS Securities Services Inc. and BLACKROCK INSTITUTIONAL TRUST COMPANY,N.A. |
| Transfer Date | 20230510; 20230523; 20230605; 20230606; 20230607; 20230608; 20230609; 20230613; 20230614; 20230621; 20230713; 20230718; 20230822;20230825;20230907;20230913;20230915;20230919;20230925;20231006;20231012; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Ye~~s/No~~ |
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AnnexureB
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|---|---|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
|
| Schedule | |
| Type of Agreement | Australian Master Securities LendingAgreement |
| Parties to agreement | Morgan StanleyAustralia Securities Limited and JPMORGAN CHASE BANK,N.A. |
| Transfer Date | 20231020; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with theLender'sinstructions. |
|
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which therelevantborrowed Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC,MS Securities Services Inc. and BROWN BROTHERS HARRIMAN & CO. |
| Transfer Date | 20230529;20230605;20230608;20230703;20230707;20230710;20230711;20230725;20230727;20230828;20230907;20231006; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and STICHTING DEGIRO |
| Transfer Date | 20231023; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CGS-CIMB SECURITIES(SINGAPORE)PTE. LTD. |
| Transfer Date | 20231023; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
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AnnexureB
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
|---|---|
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
Page 12