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WEEBIT NANO LTD — Major Shareholding Notification 2023
Nov 2, 2023
66042_rns_2023-11-02_d1506189-2944-4a25-84d9-a4ebbad6a035.pdf
Major Shareholding Notification
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605 Page 1 of 3
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme WEEBIT NANO LTD ACN /ARSN/ABN 146 455 576
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA The holder ceased to be a substantial holder on 01/11/2023 The previous notice was given to the company on 06/10/2023 The previous notice was dated 04/10/2023
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Appendix |
JPMORGAN CHASE BANK,N.A |
Securities on Loan as Agent Lender | See Appendix | 372,347 (Ordinary) |
372,347 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix |
604,179 (Ordinary) |
604,179 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix |
183 (Ordinary) |
183 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES LLC |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix |
7,208 (Ordinary) |
7,208 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix |
234,039 (Ordinary) |
234,039 (Ordinary) |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
lation to voting interests in the company or scheme are as follows: |
|
|---|---|
| Name and ACN/ARSN (if applicable) | Nature of association |
| J.P. MORGANSECURITIESAUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGANSECURITIESPLC | Subsidiary of JPMorgan Chase & Co. |
| JPMORGANCHASE BANK,N.A. | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGANSECURITIESLLC | Subsidiary of JPMorgan Chase & Co. |
605 Page 2 of 3
4. Addresses
The addresses of persons named in this form are as follows:
| e addresses of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street,CanaryWharf,London,E14 5JP,England |
| JPMORGAN CHASE BANK,N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave.,New York,New York,NY,10179,United States |
Signature
| print name sign here |
S. Seshagiri Rao capacity Compliance Officer |
|---|---|
| date 03/11/2023 |
605 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) S ee the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) S ee the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(5) D aetails of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was cquired has, or may, o become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. a Details must be included of any benefit paid on behalf of the substantial holder or its ssociate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) T he voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 10,488,032
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19 3.07 $ 58.33
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,739 2.98 $ 14,122.22
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,530) 3.00 $ 16,574.32
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63) 3.12 $ 196.56
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63 3.12 $ 196.56
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,369) 3.12 $ 10,511.28
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (790) 3.12 $ 2,464.80
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (80) 3.12 $ 249.60
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 80 3.12 $ 249.60
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 177 3.16 $ 559.32
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (600) 3.14 $ 1,884.00
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,573 3.13 $ 23,687.05
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,453 3.12 $ 41,985.31
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,353 3.12 $ 7,334.03
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,165 3.11 $ 34,702.28
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,739 2.98 $ 14,122.22
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (81) - $ -
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (14,457) - $ -
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (1) - $ -
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 1 - $ -
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (790) 3.12 $ 2,464.80
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (316) 3.12 $ 985.92
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (80) 3.14 $ 251.20
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (791) 3.14 $ 2,483.74
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5 3.12 $ 15.60
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5) 3.12 $ 15.60
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 180 3.10 $ 558.14
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5) 3.09 $ 15.45
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,355) 3.14 $ 16,821.70
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (177) 3.06 $ 541.62
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 3.11 $ 3,105.02
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,325 3.09 $ 7,176.84
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,323 3.16 $ 7,340.68
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,643) 2.98 $ 28,751.82
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,448) 2.95 $ 39,692.26
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18 3.00 $ 54.00
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,319) 2.84 $ 17,945.96
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 141 2.77 $ 390.57
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13 3.12 $ 40.56
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13) 3.12 $ 40.56
09-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,000 - $ -
09-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,000 - $ -
09-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,000) - $ -
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46) 2.84 $ 130.64
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46 2.84 $ 130.64
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 777 2.98 $ 2,315.46
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (777) 2.98 $ 2,315.46
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (872) 2.98 $ 2,598.56
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,034) 2.98 $ 3,081.32
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 281 2.98 $ 837.38
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,981) 2.98 $ 23,783.38
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 872 2.98 $ 2,598.56
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,377) 3.00 $ 4,131.00
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,377 3.03 $ 4,173.42
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,611 2.99 $ 10,798.25
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,825 3.03 $ 14,637.14
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141) 2.99 $ 421.59
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,611) 3.01 $ 10,869.37
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,030 3.01 $ 27,180.52
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 111 2.98 $ 330.78
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (111) 2.98 $ 330.78
10-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,600 - $ -
10-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,600 - $ -
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 361 3.05 $ 1,101.05
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 257 3.08 $ 791.56
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,451 3.06 $ 16,687.51
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,902 3.06 $ 8,880.12
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,476 3.06 $ 19,800.84
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (386) 3.01 $ 1,161.86
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 2.98 $ 50.66
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17 2.98 $ 50.66
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58 2.98 $ 172.84
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,864 2.98 $ 5,554.72
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,229 3.05 $ 18,998.45
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,242) 3.05 $ 6,838.10
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 234 3.05 $ 713.70
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (234) 3.05 $ 713.70
11-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (25,000) - $ -
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (180) 3.04 $ 547.20
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,262) 3.22 $ 71,626.94
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,243 3.19 $ 10,336.47
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,215) 3.25 $ 10,437.56
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 3.24 $ 3,244.24
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,382) 3.22 $ 4,450.04
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (53) 3.05 $ 161.65
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 53 3.05 $ 161.65
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8) 3.26 $ 26.08
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,250 3.22 $ 78,085.00
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,570) 3.22 $ 11,495.40
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 574 3.22 $ 1,848.28
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (574) 3.22 $ 1,848.28
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 95,000 - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (95,000) - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,369,694) - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 3,169,694 - $ -
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,284 3.06 $ 3,930.24
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,456 3.06 $ 13,620.28
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 3.06 $ 9,180.35
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,289 3.07 $ 10,092.12
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,159) 3.01 $ 9,508.59
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 564 3.21 $ 1,810.44
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,145) 3.09 $ 19,009.19
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18) 3.22 $ 57.96
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18 3.22 $ 57.96
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,739) 3.01 $ 14,264.39
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (249) 3.01 $ 749.49
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78 3.01 $ 234.78
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (78) 3.01 $ 234.78
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TRADES FOR RELEVANT PERIOD Appendix
13-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - $ -
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 610 2.97 $ 1,811.70
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (948) 2.98 $ 2,825.04
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 970 2.97 $ 2,880.90
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,541) 2.94 $ 4,534.92
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 151 2.96 $ 446.96
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78 2.98 $ 232.44
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (99) 2.97 $ 294.03
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 72 2.97 $ 213.84
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (72) 2.97 $ 213.84
16-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,469) - $ -
16-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,469 - $ -
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 158 3.03 $ 478.74
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,318) 2.91 $ 18,385.38
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151) 2.96 $ 446.96
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,276 2.93 $ 6,678.75
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54 3.03 $ 163.62
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,883) 2.92 $ 11,343.64
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18) 2.97 $ 53.46
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18 2.97 $ 53.46
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,402 2.91 $ 30,269.82
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (254) 2.91 $ 739.14
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 254 2.91 $ 739.14
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,500) - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,500 - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,033 - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,033) - $ -
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 90 2.91 $ 261.90
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (90) 2.91 $ 261.90
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,705) 3.11 $ 30,182.55
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,705 3.11 $ 30,182.55
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 287 3.11 $ 892.57
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (287) 3.11 $ 892.57
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,220) 3.11 $ 6,904.20
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 164 2.94 $ 482.16
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,336) 3.05 $ 52,922.53
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 3.03 $ 27.27
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 303 2.94 $ 889.81
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 166 2.94 $ 488.04
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (164) 2.94 $ 482.16
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,714 3.11 $ 8,440.54
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,714) 3.11 $ 8,440.54
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,951) 3.32 $ 13,117.32
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,377) 3.32 $ 14,531.64
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21) 3.32 $ 69.72
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21 3.32 $ 69.72
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,449 3.50 $ 5,071.50
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (908) 3.53 $ 3,205.24
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,843) 3.41 $ 19,910.58
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,051 3.39 $ 20,536.10
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11 3.40 $ 37.40
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,773) 3.36 $ 86,585.35
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,449) 3.49 $ 5,050.76
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 908 3.44 $ 3,125.99
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,581) 3.30 $ 5,217.30
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,436) 3.32 $ 44,607.52
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38) 3.26 $ 123.88
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,530) 3.31 $ 21,609.55
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (136) 3.35 $ 454.92
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,050) 3.36 $ 23,683.33
19-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (11,078) - $ -
19-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,536 - $ -
19-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,294 - $ -
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15) 3.32 $ 49.80
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15 3.32 $ 49.80
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,371) 3.76 $ 8,914.96
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,340) 3.76 $ 8,798.40
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,761) 3.76 $ 51,741.36
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36) 3.35 $ 120.60
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70) 3.65 $ 255.50
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,263 3.69 $ 19,413.34
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,648) 3.76 $ 58,847.31
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,043) 3.77 $ 109,555.42
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,230) 3.83 $ 8,548.20
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,351 3.77 $ 8,852.60
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70 3.58 $ 250.60
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,272) 3.71 $ 26,953.63
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,263) 3.84 $ 20,215.79
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (176) 3.76 $ 661.76
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 176 3.76 $ 661.76
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 478 3.76 $ 1,797.28
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (478) 3.76 $ 1,797.28
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69 3.76 $ 259.44
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69) 3.76 $ 259.44
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,565 3.76 $ 5,884.40
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,565) 3.76 $ 5,884.40
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,072) 4.33 $ 43,611.76
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 237 4.33 $ 1,026.21
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (237) 4.33 $ 1,026.21
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7) 4.33 $ 30.31
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7 4.33 $ 30.31
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7) 4.33 $ 30.31
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7 4.33 $ 30.31
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,546) 4.33 $ 28,323.08
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,117) 4.38 $ 223,786.60
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,155) 3.86 $ 4,458.30
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,339) 4.48 $ 23,916.60
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,043 4.26 $ 68,337.65
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,066 4.31 $ 52,043.46
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,400) 4.39 $ 137,745.21
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 4.38 $ 8,760.00
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 371 3.86 $ 1,432.06
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 240 4.33 $ 1,039.20
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240) 4.33 $ 1,039.20
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16 4.33 $ 69.28
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16) 4.33 $ 69.28
23-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 11,532 - $ -
23-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (10,000) - $ -
23-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 140,000 - $ -
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (248) 4.33 $ 1,073.84
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 248 4.33 $ 1,073.84
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TRADES FOR RELEVANT PERIOD Appendix
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,372) 4.12 $ 9,772.64
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,171) 4.12 $ 50,144.52
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,934) 4.12 $ 78,008.08
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,934 4.12 $ 78,008.08
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,870) 4.35 $ 51,633.92
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,552) 4.09 $ 51,330.04
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56 4.40 $ 246.40
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,166 4.11 $ 4,793.43
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,986) 4.12 $ 32,902.32
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,064 4.12 $ 45,583.68
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,083) 4.31 $ 34,803.90
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (133) 4.11 $ 546.63
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,065) 4.12 $ 45,587.80
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,885 4.07 $ 15,813.52
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 182 4.40 $ 800.80
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48 4.12 $ 197.76
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48) 4.12 $ 197.76
24-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7) 4.12 $ 28.84
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7 4.12 $ 28.84
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,161) 3.88 $ 12,264.68
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,015) 3.88 $ 100,938.20
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,509) 3.88 $ 33,014.92
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,509 3.88 $ 33,014.92
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,980) 3.88 $ 7,682.40
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (726) 3.88 $ 2,816.88
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 726 3.88 $ 2,816.88
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,283 3.88 $ 8,858.01
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,155 3.88 $ 47,161.40
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (633) 4.20 $ 2,658.60
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,934) 4.02 $ 15,805.12
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 158 4.20 $ 663.60
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,706) 3.88 $ 33,779.28
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,839) 3.88 $ 26,564.32
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,466) 3.89 $ 40,719.55
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 11,532 - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (11,532) - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,711) - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 55,000 - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (55,000) - $ -
25-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,585) - $ -
25-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,807 - $ -
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11) 3.88 $ 42.68
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11 3.88 $ 42.68
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 790 3.64 $ 2,875.60
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,483) 3.82 $ 36,225.06
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,227) 3.82 $ 88,727.14
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 3.82 $ 7.64
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 3.82 $ 7.64
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,639) 3.82 $ 10,080.98
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (494) 3.77 $ 1,862.38
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,300 3.63 $ 4,719.00
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (540) 3.78 $ 2,041.20
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,220) 3.82 $ 31,400.40
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,053 3.73 $ 15,109.54
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,586) 3.82 $ 28,978.52
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,970) 3.83 $ 30,495.25
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (640) 3.82 $ 2,444.80
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 640 3.82 $ 2,444.80
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,467 3.83 $ 5,618.61
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,467) 3.83 $ 5,618.61
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 334 3.83 $ 1,279.22
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (334) 3.83 $ 1,279.22
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,325) 3.83 $ 28,054.75
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 214 3.83 $ 819.62
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (214) 3.83 $ 819.62
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,223 3.83 $ 4,684.09
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (806) 3.99 $ 3,215.94
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 572 3.98 $ 2,276.56
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,144) 3.79 $ 8,129.54
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,466) 3.78 $ 5,545.91
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,053) 3.79 $ 15,349.69
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26 3.83 $ 99.58
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,478 3.83 $ 47,790.74
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26) 3.80 $ 98.80
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32 3.83 $ 122.56
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32) 3.83 $ 122.56
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,783) - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (771) - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,554 - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,662) - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,662 - $ -
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49 3.83 $ 187.67
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49) 3.83 $ 187.67
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32 3.77 $ 120.64
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,302 3.61 $ 11,920.22
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,426 3.77 $ 5,376.02
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,426) 3.77 $ 5,376.02
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,797) 3.73 $ 6,697.64
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,599 3.61 $ 16,602.39
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,048 3.76 $ 3,935.73
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,741) 3.69 $ 21,163.10
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,666) 3.69 $ 24,622.96
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,440) 3.74 $ 5,390.60
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,364) 3.61 $ 84,344.04
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 615 3.61 $ 2,220.15
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (615) 3.61 $ 2,220.15
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (127) 3.61 $ 458.47
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 127 3.61 $ 458.47
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,532) 3.31 $ 18,310.92
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,191) 3.31 $ 50,282.21
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,216) 3.31 $ 23,884.96
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,216 3.31 $ 23,884.96
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,689) 3.43 $ 9,221.91
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 488 3.60 $ 1,756.80
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98 3.49 $ 342.02
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,654 3.52 $ 16,399.82
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,079) 3.41 $ 27,551.87
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98) 3.45 $ 338.10
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,236) 3.31 $ 23,951.16
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,084) 3.31 $ 16,828.04
3/4
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TRADES FOR RELEVANT PERIOD Appendix
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (736) 3.31 $ 2,436.16
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 736 3.31 $ 2,436.16
31-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (600,000) - $ -
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,160) 3.46 $ 10,933.60
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,693) 3.46 $ 30,077.78
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 411 3.46 $ 1,422.06
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (411) 3.46 $ 1,422.06
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,928) 3.46 $ 34,350.88
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,134) 3.46 $ 3,923.64
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,284) 3.37 $ 4,330.86
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,396 3.42 $ 11,611.06
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,758 3.37 $ 53,077.47
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,592) 3.38 $ 69,658.49
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,023 3.44 $ 10,399.12
01-Nov-23 J.P. MORGAN SECURITIES PLC Equity Buy 183 3.46 $ 633.18
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 230,715 - $ -
01-Nov-23 J.P. MORGAN SECURITIES LLC Equity Borrow 7,208 - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,118) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (97,800) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (361,524) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (117,909) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,881) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (289) - $ -
Balance at End of relevant period 9,284,858
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4/4
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 03-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower) |
| Transfer date | Settlement Date 18-Apr-2023 12-May-2023 02-Jun-2023 24-Jul-2023 06-Oct-2023 12-Oct-2023 16-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 03-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs International (Borrower) |
| Transfer date | Settlement Date 12-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 | |
|---|---|---|
| Company’s name: | WEEBIT NANO LTD | |
| ISIN: | AU000000WBT5 | |
| Date of change of **relevant interests: ** |
01-Nov-2023 | |
| Schedule | ||
| Type of agreement | Master Securities Lending Agreement (“MSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs & Co. LLC ( “Borrower”) | |
| Transfer date | Settlement Date 09-Oct-2023 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out as per the rights of the borrower as stated in the MSLA. |
|
| Scheduled return date (ifany) |
None | |
| Does the borrower have the right to return early? |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to recall early? |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’sinstructions. |
|
| Will the securities be returned on settlement? |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 03-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 05-Sep-2023 08-Sep-2023 11-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 04-Jul-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 03-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited (Borrower) |
| Transfer date | Settlement Date 20-Oct-2023 26-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 05-Jun-2023 20-Sep-2023 21-Sep-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 03-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Jefferies LLC (Borrower) |
| Transfer date | Settlement Date 27-Jul-2023 11-Aug-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 03-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 24-Apr-2023 04-May-2023 09-May-2023 17-May-2023 18-May-2023 29-May-2023 11-Jul-2023 13-Jul-2023 20-Jul-2023 27-Jul-2023 11-Aug-2023 11-Sep-2023 06-Oct-2023 25-Oct-2023 26-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.
Statement
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement | JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and BROWN BROTHERS HARRIMAN & CO(AS AGENT), Blackrock, NATIONAL FINANCIAL SERVICES LLC - AS AGENT and GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT) (herein referred to as“JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and anyadditional entitynotified to the Companyfrom time to time. |
| Transfer date | Settlement Date: 12-May-2023 10-Aug-2023 11-Aug-2023 15-Aug-2023 28-Aug-2023 30-Aug-2023 23-Oct-2023 |
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its voting rights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date (if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
| Does the lender have the right to recall **early? ** |
Yes. |
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan Securities PLC('borrower) |
| Transfer date | Settlement date 04-Jul-2023 17-Aug-2023 |
| Holder of voting rights | Party holding collateral that has the voting rights. |
| Are there any restriction on voting rights |
No, unless separately agreed to the contrary. |
| If yes, detail | NA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | This right is subject to the requirement that the borrower deliver alternative collateral acceptable to the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Equivalent Securities must be returned. |
| If yes, detail any exceptions |
Absent default, there are no exceptions. |
| Statement | No |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
BROWN BROTHERS HARRIMAN & CO (AS AGENT) ("lender") and J.P. Morgan Securities Plc ("borrower") |
| Transfer date | Settlement Date: 01-Sep-2023 25-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Subject to the terms of the relevant loan, the borrower has the right to terminate a loan and redeliver all and anyequivalent securities due and outstandingto the lender in accordance with lender's instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Subject to the terms of the relevant loan, the lender has the right to terminate a loan and to call for delivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the loaned securities were originally delivered. The borrower shall deliver such equivalent securities not later than the expiryof such notice in accordance with the lender's instruction. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, J.P. Morgan Securities Plc willgive a copyof the GMSLA to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”),J.P. Morgan Securities Plc(“borrower”) |
| Transfer date | Settlement date 25-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement | SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc("borrower") |
| Transfer date | Settlement date 06-Apr-2023 26-Jun-2023 01-Sep-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Morgan Stanley & Co Intl Plc ("lender") |
| Transfer date | Settlement Date: 12-Oct-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, J.P. Morgan Securities Plc will give a copy of the OSLA to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 | |
|---|---|---|
| Company’s name: | WEEBIT NANO LTD | |
| ISIN: | AU000000WBT5 | |
| Date of change of relevant interests: |
01-Nov-2023 | |
| Schedule | ||
| Type of agreement | Global Master Securities LendingAgreement("GMSLA") | |
| Parties to agreement |
Securities Finance Trust Company as agent ("lender") and J.P. Morgan Securities Plc ("borrower") | |
| Transfer date | Settlement Date 17-Aug-2023 |
|
| Holder of voting rights |
Party holding securities has the voting rights to those securities. | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | (a) Subject to (b), the holder shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party.(b) The lender may maintain from time to time a listing of equity securities ('voting list securities') in lender's portfolios with respect to which the lender expects to exercise applicable voting rights. Lender shall provide borrower with any such voting list securities. Lender retains the right to modify the voting list securities at any time, with such modification becoming effective immediately upon notification from lender to borrower. |
|
| Scheduled return date (if any) |
None | |
| Does the borrower have the right to **returnearly? ** |
Yes | |
| If yes, detail | Subject to the terms of the relevant loan, the borrower at any time has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
|
| Does the lender have the right to recall early? |
Yes | |
| If yes, detail | Subject to set off and event of default provisions and the terms of the relevant loan, the lender can terminate a loan and call for redelivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered, provided that if the standard settlement time for such equivalent securities is greater than four days, borrower shall deliver the equivalent securities on the fourth day following the service of such notice. The borrower shall redeliver such equivalent securities in accordance with the lender’s instructions. |
|
| Will the securities be returned on **settlement? ** |
Yes | |
| If yes, detail any exceptions |
Absent default, no exceptions. | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreementwillbe givento that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities LendingAgreement("GMSLA") |
| Parties to agreement |
Sharegain Ltd as agent;and J.P. Morgan Securities PLC |
| Transfer date | Settlement Date 08-Jun-2023 19-Jul-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the otherparty,unless otherwise agreed between theparties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery on a business dayif notice of redeliveryhas beengiven within the standard market settlementperiod. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time provided notification is given by the lender within standard market settlement period for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions.. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 14-Aug-2023 12-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertakingis set out in clause 4(B)(vi)of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC,a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 03-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
01-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 05-Jul-2023 10-Jul-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |