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WEEBIT NANO LTD — Major Shareholding Notification 2023
Nov 29, 2023
66042_rns_2023-11-29_92042c99-f995-455a-9fec-1718c8b002c3.pdf
Major Shareholding Notification
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603 Page 1 of 3
Form 603
Corporations Act 2001 Section
671B
Notice of initial substantial holder
To Company Name/Scheme WEEBIT NANO LTD ACN/ARSN/ ABN 31 146 455 576
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
The holder became a substantial holder on 27/11/2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 9,620,107 | 9,620,107 | 5.12% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| a substantial holder are as follows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
| JPMORGAN CHASE BANK,N.A | Securities on Loan as Agent Lender | 4,527,691 (Ordinary) |
| JPMORGAN CHASE BANK, N.A. | Purchase and sales of securities in its capacity as Principal/Proprietary | 1 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Holder of securities subject to an obligation to return under a securities lendingagreement |
3,485,412 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Purchase and sales of securities in its capacity as Principal/Proprietary | 36,943 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Rehypothecation of client securities under a Prime Brokerage Agreement | 817 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Holder of securities subject to an obligation to return under a securities lendingagreement |
1,270,614 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary | 225,162 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Holder of securities subject to an obligation to return under a securities lendingagreement |
73,467 (Ordinary) |
603 Page 2 of 3
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| JPMORGAN CHASE BANK,N.A | JPM Nominees Australia Pty Limited | Various Borrowers under the Securities Lending Agreement |
4,527,691 (Ordinary) |
| JPMORGAN CHASE BANK, N.A. | JPMORGAN CHASE BANK, N.A. | JPMORGAN CHASE BANK, N.A. | 1 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | JPM Nominees Australia Pty Limited | 3,485,412 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | J.P. MORGAN SECURITIES PLC | 36,943 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Various Clients and Custodians | 817 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Citi Australia | 1,270,614 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
225,162 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | Ecapital Nominees Pty Ltd | 73,467 (Ordinary) |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| older became a substantial holder | is as follows: | |||
|---|---|---|---|---|
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities | |
| See Appendix | Cash | Non-cash | ||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK,N.A. | Subsidiary of JPMorgan Chase & Co. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Avenue,New York,New York,NY,10179,United States |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | LEVEL 18,83-85 CASTLEREAGH STREET,SYDNEY,NSW 2000,Australia |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street,CanaryWharf,London,E14 5JP,England |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave.,New York,New York,NY,10179,United States |
| JPMORGAN CHASE BANK,N.A. | 1111 Polaris Parkway,Columbus,Delaware,OH,43240,United States |
603 Page 3 of 3
Signature
| ure | |
|---|---|
| print name sign here |
Vasim Pathan Capacity Compliance Officer |
| date 29/11/2023 |
|
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
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(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 4,820,243
28-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,611) 5.97 $ 33,497.50
28-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (124) 6.06 $ 751.44
31-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,009 6.30 $ 18,956.70
31-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,976) 6.26 $ 18,624.96
31-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (104) 6.19 $ 643.76
31-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (53) 6.25 $ 331.32
31-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 6.19 $ 12.38
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 121 6.19 $ 748.99
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 158 6.17 $ 974.91
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 165 6.17 $ 1,018.05
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 167 6.18 $ 1,032.06
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 193 6.19 $ 1,194.67
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 287 6.18 $ 1,774.23
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,988 6.18 $ 18,479.81
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 325 6.18 $ 2,007.07
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 332 6.20 $ 2,056.74
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 338 6.18 $ 2,089.51
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 359 6.19 $ 2,223.98
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 50 6.19 $ 309.50
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 55 6.20 $ 341.00
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 6,463 6.19 $ 40,014.73
31-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 75 6.17 $ 462.38
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,137 5.59 $ 6,355.28
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 160 5.61 $ 897.60
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,204 5.58 $ 12,306.40
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,453 5.59 $ 13,716.70
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 250 5.61 $ 1,402.50
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 311 5.59 $ 1,737.32
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 325 5.56 $ 1,808.00
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 3,971 5.57 $ 22,116.41
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 455 5.57 $ 2,534.48
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 575 5.57 $ 3,204.94
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 692 5.58 $ 3,858.50
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 742 5.61 $ 4,161.33
01-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 95 5.62 $ 533.43
01-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,833 6.10 $ 78,234.64
01-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,833) 6.20 $ 79,564.60
01-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,761 6.34 $ 55,531.50
01-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,023) 6.22 $ 6,366.45
01-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,738) 6.20 $ 47,975.60
01-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 5.99 $ 11,986.35
02-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (214) 5.32 $ 1,138.48
02-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,459 5.42 $ 34,993.57
02-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,459) 5.61 $ 36,234.99
02-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,155 5.41 $ 44,096.17
02-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,672) 5.33 $ 40,876.47
03-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,911 5.35 $ 69,121.14
03-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,233) 5.32 $ 49,119.56
03-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,963 5.32 $ 31,716.31
03-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,104) 5.43 $ 11,434.72
04-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,658 5.66 $ 20,704.28
04-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,723) 5.56 $ 20,695.33
04-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,317) 5.56 $ 24,003.40
04-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (900) 5.52 $ 4,971.49
07-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32 5.53 $ 176.96
07-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (855) 5.48 $ 4,683.74
07-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,790) 5.57 $ 15,540.30
07-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 305 5.50 $ 1,677.50
07-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (278) 5.43 $ 1,510.58
07-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52) 5.57 $ 289.64
08-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (519) 5.34 $ 2,771.46
08-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,886 5.36 $ 10,105.75
08-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,886) 5.37 $ 10,127.82
09-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 296 5.46 $ 1,616.16
09-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (700) 5.33 $ 3,732.24
09-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,451 5.42 $ 34,937.78
09-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (180) 5.45 $ 981.00
09-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,858) 5.27 $ 9,791.66
09-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121 5.45 $ 659.66
09-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121) 5.27 $ 637.67
10-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (570) 5.41 $ 3,083.70
10-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 429 5.52 $ 2,368.08
10-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,456) 5.45 $ 7,941.90
10-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,386) 5.46 $ 18,487.56
10-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 57 - $ -
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (100) 5.22 $ 521.50
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,571) 5.23 $ 8,215.78
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (181) 5.24 $ 947.54
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (2,222) 5.24 $ 11,632.56
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (2,428) 5.24 $ 12,711.95
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (2,543) 5.20 $ 13,223.60
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (372) 5.24 $ 1,949.28
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (3,844) 5.22 $ 20,072.71
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (390) 5.21 $ 2,031.39
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (427) 5.24 $ 2,236.68
11-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (72) 5.24 $ 376.92
11-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3 5.22 $ 15.66
11-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3) 5.38 $ 16.14
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (114) 5.25 $ 597.93
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (11,793) 5.22 $ 61,560.42
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (135) 5.25 $ 708.08
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,583) 5.24 $ 8,293.05
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (182) 5.25 $ 955.30
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (197) 5.25 $ 1,034.25
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (44) 5.25 $ 230.78
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (453) 5.25 $ 2,378.25
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (50) 5.25 $ 262.25
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (567) 5.24 $ 2,971.08
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (684) 5.24 $ 3,587.57
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (75) 5.25 $ 393.38
14-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (985) 5.22 $ 5,145.50
14-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,682 5.25 $ 56,074.05
14-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (215) 5.20 $ 1,118.00
14-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4 5.20 $ 20.80
14-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 5.20 $ 10.40
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,055) 5.15 $ 5,431.41
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (13,308) 5.17 $ 68,827.74
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,334) 5.11 $ 6,816.74
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (153) 5.11 $ 781.51
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TRADES FOR RELEVANT PERIOD Appendix
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (312) 5.14 $ 1,605.00
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (3,202) 5.11 $ 16,368.52
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (3,251) 5.17 $ 16,799.02
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (39) 5.09 $ 198.32
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (42) 5.15 $ 216.09
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (87) 5.14 $ 447.18
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (961) 5.10 $ 4,904.82
15-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,018 5.22 $ 5,315.66
15-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,199) 5.16 $ 37,135.36
15-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (261) 5.25 $ 1,370.25
15-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 214 5.20 $ 1,112.80
15-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (166) 5.18 $ 860.16
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 13,746 - $ -
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 10,000 - $ -
15-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 5,900 - $ -
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (104) 4.93 $ 512.21
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (11,120) 4.91 $ 54,629.66
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (120) 4.90 $ 587.77
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (123) 4.90 $ 602.09
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (128) 4.91 $ 628.48
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (150) 4.91 $ 736.50
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (157) 4.92 $ 771.93
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (166) 4.93 $ 818.38
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (212) 4.90 $ 1,038.25
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (261) 4.91 $ 1,281.66
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (346) 4.90 $ 1,694.80
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (422) 4.92 $ 2,075.99
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (432) 4.90 $ 2,117.80
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (56) 4.91 $ 274.96
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (6,110) 4.93 $ 30,098.51
16-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (80) 4.91 $ 392.80
16-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,648 4.90 $ 57,113.13
16-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,270) 5.02 $ 11,395.40
16-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,403) 5.11 $ 68,489.33
16-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,929 4.91 $ 14,391.20
17-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110) 5.23 $ 575.30
17-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,202 5.07 $ 214,000.39
17-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,685) 4.91 $ 86,833.35
17-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,904 5.05 $ 19,715.20
18-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,517) 5.13 $ 125,740.02
18-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,883) 5.13 $ 35,281.70
23-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,243 4.82 $ 5,991.26
24-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (606) 5.07 $ 3,072.42
24-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,656 5.01 $ 8,295.54
24-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (432) 5.10 $ 2,203.20
24-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,243) 4.85 $ 6,028.55
24-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 900 5.04 $ 4,532.94
25-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,224) 4.95 $ 6,056.75
28-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 75,000 - $ -
29-Aug-23 J.P. MORGAN SECURITIES PLC Equity Buy 79 3.99 $ 315.21
29-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,036 4.04 $ 52,670.88
29-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,036) 4.57 $ 59,574.52
30-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 7,580 - $ -
30-Aug-23 J.P. MORGAN SECURITIES PLC Equity Borrow 77,014 - $ -
30-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,672 4.16 $ 31,944.61
30-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,309) 4.04 $ 5,288.36
30-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,040 4.10 $ 32,976.57
30-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,040) 3.99 $ 32,079.60
31-Aug-23 J.P. MORGAN SECURITIES PLC Equity Sell (828) 3.98 $ 3,295.44
31-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51 4.07 $ 207.57
31-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,414) 3.99 $ 25,621.83
31-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,196 4.04 $ 12,909.61
31-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,196) 4.03 $ 12,879.88
31-Aug-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (900) 4.02 $ 3,619.56
01-Sep-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (75,000) - $ -
01-Sep-23 J.P. MORGAN SECURITIES PLC Equity Borrow 75,000 - $ -
01-Sep-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,207 3.92 $ 4,731.44
01-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,984 3.92 $ 137,018.12
01-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,984) 3.98 $ 139,236.32
01-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,048 3.91 $ 39,304.61
01-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,048) 3.98 $ 39,991.04
04-Sep-23 J.P. MORGAN SECURITIES PLC Equity Buy 14 4.29 $ 60.06
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (361) 4.31 $ 1,555.91
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,225 4.29 $ 26,721.14
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,898) 4.31 $ 8,175.60
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,389 4.46 $ 50,817.30
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,722) 4.23 $ 11,517.42
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,141 4.28 $ 26,308.85
04-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,141) 3.92 $ 24,072.72
05-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,861 4.25 $ 7,907.10
05-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,444) 4.25 $ 18,903.64
05-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,088) 4.22 $ 29,901.92
05-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 148 4.24 $ 627.65
05-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (148) 4.29 $ 634.92
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,170) 4.09 $ 4,785.30
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,744) 4.19 $ 7,310.26
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,579) 4.19 $ 6,616.01
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,683 4.13 $ 15,192.54
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,683) 4.22 $ 15,542.26
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,647 4.13 $ 15,066.24
06-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,647) 4.22 $ 15,390.34
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (483) 4.25 $ 2,052.75
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,357 4.38 $ 36,569.38
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,334 4.31 $ 57,515.20
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,461 4.30 $ 27,754.28
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,264) 4.14 $ 21,792.96
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,472 4.31 $ 75,337.32
07-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,375) 4.14 $ 9,832.50
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 50,000 - $ -
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (895) 4.24 $ 3,794.80
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 257 4.52 $ 1,160.44
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,614) 4.25 $ 36,602.69
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (621) 4.24 $ 2,633.04
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55) 4.32 $ 237.44
08-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,757 4.32 $ 7,588.88
11-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (692) 4.10 $ 2,839.97
11-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 114 4.10 $ 467.40
11-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (114) 4.08 $ 465.12
11-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,713) 4.11 $ 52,301.07
11-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 155 4.08 $ 632.40
11-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,790 4.09 $ 80,920.38
2/8
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TRADES FOR RELEVANT PERIOD Appendix
12-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,571) 4.05 $ 6,362.55
12-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,348 4.05 $ 25,732.97
12-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,638 4.05 $ 63,280.26
13-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,145) 3.92 $ 4,488.40
13-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 433 3.93 $ 1,701.01
13-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,055 3.92 $ 47,237.02
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,396) 3.91 $ 5,458.36
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,133 4.02 $ 12,589.09
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,286) 3.91 $ 5,027.47
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 973 4.03 $ 3,919.50
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,680 3.91 $ 10,490.27
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16) 4.00 $ 63.98
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,733 3.94 $ 38,327.50
14-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,900 3.96 $ 7,522.00
15-Sep-23 J.P. MORGAN SECURITIES PLC Equity Sell (93) 4.23 $ 393.39
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (479) 4.09 $ 1,960.16
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,847) 4.01 $ 7,406.47
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (156,228) 4.23 $ 660,844.44
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (973) 4.01 $ 3,905.97
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,001 4.06 $ 64,998.35
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15) 4.04 $ 60.60
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,705 4.08 $ 27,350.51
15-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 4.17 $ 8,341.44
18-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,353) 4.00 $ 5,409.42
18-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,303 4.23 $ 52,036.28
18-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,303) 3.96 $ 48,735.57
18-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,222) 3.89 $ 63,175.23
18-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31 3.91 $ 121.06
18-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,582 3.83 $ 6,059.06
19-Sep-23 J.P. MORGAN SECURITIES PLC Equity Sell (146) 3.49 $ 509.54
19-Sep-23 J.P. MORGAN SECURITIES PLC Equity Sell (2,166) 3.49 $ 7,559.34
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,366) 3.62 $ 8,564.92
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,435 3.83 $ 181,676.05
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,042 3.60 $ 7,351.20
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,042) 3.64 $ 7,432.88
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,807 3.52 $ 41,579.34
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,474 3.54 $ 175,372.22
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,000 3.58 $ 10,729.75
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63,247) 3.83 $ 242,236.01
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,590) 3.49 $ 26,489.10
19-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,240) 3.49 $ 7,817.60
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,247 3.49 $ 220,732.03
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,798 3.54 $ 59,503.59
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,479 3.46 $ 53,534.69
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,312) 3.54 $ 11,724.48
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,990 3.46 $ 41,544.86
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,824) 3.43 $ 33,689.19
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,534) 3.54 $ 79,770.36
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,265) 3.43 $ 4,338.95
20-Sep-23 J.P. MORGAN SECURITIES PLC Equity Buy 10,585 3.54 $ 37,470.90
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,508) 3.41 $ 22,214.82
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4) 3.46 $ 13.84
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,812 3.49 $ 55,183.88
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,718 3.49 $ 82,775.82
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,824 3.60 $ 35,366.26
20-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 791 3.54 $ 2,800.14
21-Sep-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (75,000) - $ -
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,678 3.39 $ 29,410.14
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (207) 3.33 $ 689.31
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,290) 3.38 $ 34,752.58
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,451 3.37 $ 18,382.08
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,702 3.43 $ 40,127.59
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 3.38 $ 3,376.65
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 3.40 $ 6,809.23
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,090 3.49 $ 91,054.10
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,744) 3.37 $ 15,987.28
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 963 3.37 $ 3,245.31
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,220) 3.37 $ 51,291.40
21-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (24,607) - $ -
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,648 3.36 $ 12,251.95
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,136) 3.38 $ 20,766.50
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,611 3.31 $ 5,333.44
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,002 3.31 $ 191,804.20
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,089 3.28 $ 111,809.30
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100 3.35 $ 334.99
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (900) 3.40 $ 3,064.26
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,623 3.37 $ 106,569.51
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,325 3.35 $ 21,188.75
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,977) 3.28 $ 6,484.56
22-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,660) 3.35 $ 15,611.00
25-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,484 3.36 $ 4,984.36
25-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,192) 3.32 $ 20,583.84
25-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,611) 3.34 $ 5,379.18
25-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,819 3.33 $ 29,349.25
25-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 3.35 $ 6,697.77
25-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,722) 3.38 $ 49,760.36
26-Sep-23 J.P. MORGAN SECURITIES PLC Equity Sell (388) 3.20 $ 1,241.60
26-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,275) 3.31 $ 4,217.59
26-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,556 3.27 $ 31,220.56
26-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,100) 3.26 $ 6,852.98
26-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,476) 3.20 $ 7,923.20
26-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,908) 3.20 $ 12,505.60
26-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (50,000) - $ -
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,329 3.20 $ 33,065.08
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (753) 3.21 $ 2,417.46
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,194 3.24 $ 20,071.55
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,147) 3.14 $ 19,329.21
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,438 3.29 $ 24,442.74
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,081) 3.16 $ 19,231.06
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,976 3.25 $ 22,640.08
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,370 3.23 $ 91,559.98
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 3.20 $ 3,198.47
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,217) 3.18 $ 45,210.06
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,432) 3.18 $ 10,913.76
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,899) 3.18 $ 12,398.82
28-Sep-23 J.P. MORGAN SECURITIES PLC Equity Buy 295 3.25 $ 958.75
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,791 3.21 $ 5,752.84
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,011) 3.16 $ 28,502.16
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 276 3.20 $ 883.48
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (245) 3.18 $ 778.59
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,228 3.33 $ 47,360.74
3/8
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TRADES FOR RELEVANT PERIOD Appendix
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (900) 3.12 $ 2,808.00
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,152 3.34 $ 17,221.46
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,854 3.21 $ 83,115.78
28-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,224) 3.25 $ 55,978.00
29-Sep-23 J.P. MORGAN SECURITIES PLC Equity Buy 170 3.27 $ 555.90
29-Sep-23 J.P. MORGAN SECURITIES PLC Equity Buy 76 3.28 $ 248.90
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (802) 3.26 $ 2,614.52
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,592) 3.25 $ 102,674.00
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 385 3.28 $ 1,262.80
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (463) 3.21 $ 1,487.06
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,685) 3.21 $ 47,098.88
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,348 3.27 $ 10,935.97
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,000) 3.23 $ 12,911.40
29-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,061 3.18 $ 73,333.98
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,971 3.35 $ 19,986.28
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,093) 3.37 $ 17,167.96
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19 3.37 $ 64.03
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27) 3.37 $ 90.93
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,310 3.35 $ 57,905.45
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (159) 3.20 $ 509.46
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (841) 3.35 $ 2,815.71
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,796 3.18 $ 50,231.28
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50 3.18 $ 159.00
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,661) 3.36 $ 5,580.96
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,956) 3.36 $ 63,692.16
02-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,094) 3.36 $ 10,395.84
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,432) 3.38 $ 8,220.16
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,898) 3.36 $ 26,537.28
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,876 3.16 $ 5,928.16
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19) 3.10 $ 58.90
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,827 3.08 $ 30,300.12
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,990 3.10 $ 61,886.68
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,159 3.13 $ 9,887.67
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,704) 3.13 $ 5,333.52
03-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,599) 3.13 $ 64,474.87
04-Oct-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,381) 2.98 $ 4,115.38
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,913 3.02 $ 14,837.26
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,803) 3.01 $ 8,443.81
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,898) 3.13 $ 24,720.74
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,876) 3.04 $ 5,703.04
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,306 2.99 $ 12,886.68
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,492 2.99 $ 64,364.09
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,535 2.98 $ 61,194.30
04-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 95,000 - $ -
04-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,457) 2.98 $ 43,081.86
04-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 55,000 - $ -
04-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 3,369,694 - $ -
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,165 3.11 $ 34,702.28
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (600) 3.14 $ 1,884.00
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 177 3.16 $ 559.32
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,453 3.12 $ 41,985.31
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,353 3.12 $ 7,334.03
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,573 3.13 $ 23,687.05
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,739 2.98 $ 14,122.22
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,739 2.98 $ 14,122.22
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,530) 3.00 $ 16,574.32
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,369) 3.12 $ 10,511.28
05-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (790) 3.12 $ 2,464.80
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,323 3.16 $ 7,340.68
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,355) 3.14 $ 16,821.70
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (177) 3.06 $ 541.62
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5) 3.09 $ 15.45
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 180 3.10 $ 558.14
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,325 3.09 $ 7,176.84
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 3.11 $ 3,105.02
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (791) 3.14 $ 2,483.74
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (316) 3.12 $ 985.92
06-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (790) 3.12 $ 2,464.80
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 141 2.77 $ 390.57
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,643) 2.98 $ 28,751.82
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,448) 2.95 $ 39,692.26
09-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,319) 2.84 $ 17,945.96
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141) 2.99 $ 421.59
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,611 2.99 $ 10,798.25
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,611) 3.01 $ 10,869.37
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,377 3.03 $ 4,173.42
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,377) 3.00 $ 4,131.00
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,825 3.03 $ 14,637.14
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,030 3.01 $ 27,180.52
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,034) 2.98 $ 3,081.32
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,981) 2.98 $ 23,783.38
10-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (872) 2.98 $ 2,598.56
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,902 3.06 $ 8,880.12
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 257 3.08 $ 791.56
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,451 3.06 $ 16,687.51
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,476 3.06 $ 19,800.84
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,864 2.98 $ 5,554.72
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,229 3.05 $ 18,998.45
11-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,242) 3.05 $ 6,838.10
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (95,000) - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 95,000 - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,369,694) - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
12-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 3,169,694 - $ -
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,243 3.19 $ 10,336.47
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,215) 3.25 $ 10,437.56
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 3.24 $ 3,244.24
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,382) 3.22 $ 4,450.04
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,262) 3.22 $ 71,626.94
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,250 3.22 $ 78,085.00
12-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,570) 3.22 $ 11,495.40
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,145) 3.09 $ 19,009.19
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,284 3.06 $ 3,930.24
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,289 3.07 $ 10,092.12
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,456 3.06 $ 13,620.28
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 3.06 $ 9,180.35
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,159) 3.01 $ 9,508.59
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (249) 3.01 $ 749.49
13-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,739) 3.01 $ 14,264.39
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 151 2.96 $ 446.96
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,541) 2.94 $ 4,534.92
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TRADES FOR RELEVANT PERIOD Appendix
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 610 2.97 $ 1,811.70
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 970 2.97 $ 2,880.90
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (948) 2.98 $ 2,825.04
16-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (99) 2.97 $ 294.03
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151) 2.96 $ 446.96
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,883) 2.92 $ 11,343.64
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,276 2.93 $ 6,678.75
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 158 3.03 $ 478.74
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,318) 2.91 $ 18,385.38
17-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,402 2.91 $ 30,269.82
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,336) 3.05 $ 52,922.53
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 3.03 $ 27.27
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 164 2.94 $ 482.16
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 166 2.94 $ 488.04
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 303 2.94 $ 889.81
18-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,220) 3.11 $ 6,904.20
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,051 3.39 $ 20,536.10
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,843) 3.41 $ 19,910.58
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 908 3.44 $ 3,125.99
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (908) 3.53 $ 3,205.24
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,449 3.50 $ 5,071.50
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,449) 3.49 $ 5,050.76
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11 3.40 $ 37.40
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,773) 3.36 $ 86,585.35
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,050) 3.36 $ 23,683.33
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,436) 3.32 $ 44,607.52
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,581) 3.30 $ 5,217.30
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,951) 3.32 $ 13,117.32
19-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,377) 3.32 $ 14,531.64
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,351 3.77 $ 8,852.60
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,230) 3.83 $ 8,548.20
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,263 3.69 $ 19,413.34
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,263) 3.84 $ 20,215.79
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70 3.58 $ 250.60
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70) 3.65 $ 255.50
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,648) 3.76 $ 58,847.31
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,043) 3.77 $ 109,555.42
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,272) 3.71 $ 26,953.63
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,761) 3.76 $ 51,741.36
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,340) 3.76 $ 8,798.40
20-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,371) 3.76 $ 8,914.96
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,066 4.31 $ 52,043.46
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,546) 4.33 $ 28,323.08
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 4.38 $ 8,760.00
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,565) 3.76 $ 5,884.40
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,043 4.26 $ 68,337.65
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,339) 4.48 $ 23,916.60
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,117) 4.38 $ 223,786.60
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,400) 4.39 $ 137,745.21
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,155) 3.86 $ 4,458.30
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,565 3.76 $ 5,884.40
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7 4.33 $ 30.31
23-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,072) 4.33 $ 43,611.76
23-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 11,532 - $ -
23-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (10,000) - $ -
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,885 4.07 $ 15,813.52
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,083) 4.31 $ 34,803.90
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,166 4.11 $ 4,793.43
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,870) 4.35 $ 51,633.92
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (133) 4.11 $ 546.63
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,552) 4.09 $ 51,330.04
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,064 4.12 $ 45,583.68
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,171) 4.12 $ 50,144.52
24-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,372) 4.12 $ 9,772.64
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (11,532) - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (55,000) - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 11,532 - $ -
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow 55,000 - $ -
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,283 3.88 $ 8,858.01
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,934) 4.02 $ 15,805.12
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,839) 3.88 $ 26,564.32
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,466) 3.89 $ 40,719.55
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,155 3.88 $ 47,161.40
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (633) 4.20 $ 2,658.60
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,980) 3.88 $ 7,682.40
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,015) 3.88 $ 100,938.20
25-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,161) 3.88 $ 12,264.68
25-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,711) - $ -
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,300 3.63 $ 4,719.00
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (494) 3.77 $ 1,862.38
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,053 3.73 $ 15,109.54
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,970) 3.83 $ 30,495.25
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,586) 3.82 $ 28,978.52
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,220) 3.82 $ 31,400.40
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 790 3.64 $ 2,875.60
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,227) 3.82 $ 88,727.14
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,639) 3.82 $ 10,080.98
26-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,483) 3.82 $ 36,225.06
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 572 3.98 $ 2,276.56
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (806) 3.99 $ 3,215.94
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26 3.83 $ 99.58
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26) 3.80 $ 98.80
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,053) 3.79 $ 15,349.69
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,466) 3.78 $ 5,545.91
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,144) 3.79 $ 8,129.54
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,223 3.83 $ 4,684.09
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,478 3.83 $ 47,790.74
27-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,325) 3.83 $ 28,054.75
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,048 3.76 $ 3,935.73
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,440) 3.74 $ 5,390.60
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,666) 3.69 $ 24,622.96
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,741) 3.69 $ 21,163.10
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,302 3.61 $ 11,920.22
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,599 3.61 $ 16,602.39
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,426) 3.77 $ 5,376.02
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,797) 3.73 $ 6,697.64
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,364) 3.61 $ 84,344.04
31-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (600,000) - $ -
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,654 3.52 $ 16,399.82
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98 3.49 $ 342.02
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98) 3.45 $ 338.10
5/8
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TRADES FOR RELEVANT PERIOD Appendix
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,079) 3.41 $ 27,551.87
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,689) 3.43 $ 9,221.91
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,191) 3.31 $ 50,282.21
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,084) 3.31 $ 16,828.04
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,532) 3.31 $ 18,310.92
01-Nov-23 J.P. MORGAN SECURITIES PLC Equity Buy 183 3.46 $ 633.18
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,758 3.37 $ 53,077.47
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,592) 3.38 $ 69,658.49
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,023 3.44 $ 10,399.12
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,396 3.42 $ 11,611.06
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,284) 3.37 $ 4,330.86
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,134) 3.46 $ 3,923.64
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,928) 3.46 $ 34,350.88
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,160) 3.46 $ 10,933.60
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,693) 3.46 $ 30,077.78
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,928 3.47 $ 17,086.34
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (640) 3.47 $ 2,220.80
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,023) 3.41 $ 10,308.43
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (195) 3.40 $ 663.36
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,741) 3.48 $ 16,498.68
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,262) 3.48 $ 7,871.76
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,160) 3.48 $ 10,996.80
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 469 3.94 $ 1,847.86
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,366) 4.00 $ 17,452.45
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,396) 3.81 $ 12,927.71
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,682) 3.94 $ 6,624.11
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,433 3.90 $ 110,888.70
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 140,717 3.48 $ 489,695.16
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,232 3.90 $ 86,704.80
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,331 3.99 $ 45,210.69
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,163) 3.92 $ 28,048.91
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,757) 3.90 $ 34,168.26
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,580) 3.98 $ 6,288.40
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,979 3.98 $ 55,636.42
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,580) 3.98 $ 6,288.40
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 800 4.09 $ 3,272.00
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (675) 4.12 $ 2,783.43
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,261) 4.04 $ 25,303.85
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,699) 4.09 $ 11,040.45
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 240 4.13 $ 991.20
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,919 4.13 $ 12,055.47
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,797) 3.98 $ 62,872.06
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,580 4.13 $ 6,525.40
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,434 4.13 $ 22,442.42
07-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 7,500 - $ -
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,541 4.42 $ 20,071.92
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,344) 4.33 $ 18,816.94
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,750 4.36 $ 7,630.00
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7 4.30 $ 30.10
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,747) 4.34 $ 7,590.29
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 317 4.18 $ 1,325.06
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (282) 4.41 $ 1,243.62
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,196) 4.41 $ 40,554.36
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,589 4.41 $ 55,517.49
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,160) 4.41 $ 13,935.60
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,267) 4.31 $ 22,703.94
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,750) 4.41 $ 7,717.50
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (91) 4.33 $ 393.72
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,793) 4.36 $ 7,815.91
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (633) 4.46 $ 2,823.18
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,898 4.30 $ 132,861.40
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,159 4.30 $ 13,583.70
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,821 4.14 $ 24,093.49
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (113) 4.17 $ 471.64
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (59) 4.20 $ 247.97
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (676) 4.19 $ 2,833.13
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 4.13 $ 4.13
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,171) 4.13 $ 4,836.23
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,795) 4.13 $ 36,323.35
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,970 4.13 $ 8,136.10
10-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (8,400) - $ -
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,387 4.06 $ 29,986.39
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,204) 4.12 $ 54,448.24
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,025 4.29 $ 30,137.25
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,025) 3.94 $ 27,680.96
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 365 4.07 $ 1,485.55
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (168) 3.97 $ 666.14
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,367) 3.96 $ 5,417.80
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,903) 3.92 $ 27,059.76
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,898) 3.92 $ 30,960.16
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,795 4.13 $ 65,233.35
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (407) 3.88 $ 1,579.16
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (365) 3.91 $ 1,427.15
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (95) 3.87 $ 367.77
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (648) 3.90 $ 2,527.72
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,738) 3.86 $ 18,288.68
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,792 3.86 $ 49,377.12
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 530 4.05 $ 2,146.50
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 72 4.00 $ 288.00
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49) 3.97 $ 194.68
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,342) 4.01 $ 13,411.23
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,185 3.95 $ 4,680.75
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,367) 3.97 $ 5,426.99
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,792) 3.97 $ 7,114.24
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,058 3.97 $ 39,930.26
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,140) 3.97 $ 8,495.80
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (72) 3.91 $ 281.52
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (71) 3.89 $ 275.98
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,724 3.86 $ 29,814.64
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (165) 4.00 $ 660.00
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,205) 4.00 $ 8,820.00
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,765) 4.00 $ 23,060.00
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,141 3.86 $ 27,564.26
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (73) 3.87 $ 282.26
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,468) 3.87 $ 5,675.96
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,579) 3.92 $ 6,189.68
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,016 3.92 $ 7,902.72
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,580) 3.92 $ 6,193.60
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,320) 3.92 $ 16,934.40
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 752 3.73 $ 2,803.04
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,282) 3.75 $ 4,810.58
6/8
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TRADES FOR RELEVANT PERIOD Appendix
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84) 3.78 $ 317.93
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,200) 3.79 $ 12,116.22
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,050) 3.74 $ 3,927.00
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (530) 3.74 $ 1,982.20
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,891 3.74 $ 7,072.34
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,580) 3.74 $ 5,909.20
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,449 3.87 $ 9,477.39
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,193) 3.84 $ 4,581.12
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21) 3.98 $ 83.50
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,661) 3.91 $ 10,404.61
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,579 3.98 $ 6,284.42
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,969 3.98 $ 19,776.62
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,701 3.74 $ 88,641.74
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,654) 3.98 $ 141,902.92
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,175 3.86 $ 31,554.58
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,355) 3.89 $ 16,923.96
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 210 3.95 $ 829.50
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (210) 3.98 $ 835.80
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,339 4.08 $ 5,463.12
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,339) 3.90 $ 5,222.10
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21) 3.87 $ 81.36
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 3.82 $ 7.64
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,089) 3.81 $ 15,594.31
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,579) 3.75 $ 5,921.25
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,070 3.75 $ 11,512.50
22-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (9,144) - $ -
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 632 3.60 $ 2,275.20
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,708) 3.74 $ 21,325.75
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 3.58 $ 7.16
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,013) 3.60 $ 7,247.98
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,580) 3.63 $ 5,735.40
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,628 3.63 $ 9,539.64
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,159) 3.63 $ 11,467.17
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,331 3.58 $ 47,741.48
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,036) 3.57 $ 21,541.31
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,266 3.57 $ 8,089.62
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,432) 3.55 $ 5,080.23
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,578 3.63 $ 114,628.14
27-Nov-23 J.P. MORGAN SECURITIES LLC Equity On-Lend 752 - $ -
27-Nov-23 J.P. MORGAN SECURITIES LLC Equity Borrow 1,002,614 - $ -
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,348 3.70 $ 38,336.55
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,498) 3.64 $ 38,168.97
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,687 3.77 $ 6,359.99
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,266) 3.69 $ 8,367.08
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52) 3.70 $ 192.36
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,165) 3.69 $ 11,693.92
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,579) 3.70 $ 5,842.30
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,191) 3.70 $ 8,106.70
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,173) 3.51 $ 14,647.23
04-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 16,100 - $ -
09-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (16,100) - $ -
10-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,100 - $ -
10-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 16,169 - $ -
10-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 10,000 - $ -
11-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,436) - $ -
11-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,436 - $ -
11-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,464) - $ -
11-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,464 - $ -
14-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (8,000) - $ -
14-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 860 - $ -
14-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,140 - $ -
17-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,188) - $ -
17-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (296) - $ -
17-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 296 - $ -
18-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (860) - $ -
23-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (23,249) - $ -
23-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,081 - $ -
23-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 21,168 - $ -
25-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,000) - $ -
25-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,800) - $ -
28-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 78,000 - $ -
31-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (78,000) - $ -
31-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,800 - $ -
31-Aug-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,800) - $ -
04-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 28,000 - $ -
05-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,081) - $ -
05-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (21,168) - $ -
07-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,000) - $ -
08-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 53,000 - $ -
11-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (17,890) - $ -
11-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,081 - $ -
11-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,809 - $ -
13-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (18,564) - $ -
13-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 11,000 - $ -
13-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (10,873) - $ -
19-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (8,100) - $ -
19-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (69) - $ -
19-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 17,723 - $ -
19-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 47,380 - $ -
19-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 59,743 - $ -
20-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,334) - $ -
20-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,400) - $ -
20-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (10,000) - $ -
20-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 190,567 - $ -
20-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,433 - $ -
22-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
26-Sep-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,140) - $ -
03-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 16,000 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,866 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,334 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,128 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,866 - $ -
04-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 38,006 - $ -
09-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,000 - $ -
09-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,000 - $ -
09-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,000) - $ -
10-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,600 - $ -
10-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,600 - $ -
11-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (25,000) - $ -
7/8
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TRADES FOR RELEVANT PERIOD Appendix
13-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - $ -
16-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,469) - $ -
16-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,469 - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,500) - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,500 - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,033 - $ -
17-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,033) - $ -
19-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (11,078) - $ -
19-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,536 - $ -
19-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,294 - $ -
23-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 140,000 - $ -
24-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
25-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,585) - $ -
25-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,807 - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,783) - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (771) - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,554 - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,662) - $ -
27-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,662 - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,118) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (97,800) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (361,524) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (117,909) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,881) - $ -
01-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (289) - $ -
02-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (152,200) - $ -
02-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (49,000) - $ -
02-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (190,567) - $ -
03-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (41,436) - $ -
03-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,000) - $ -
03-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,000) - $ -
07-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,000) - $ -
07-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 19,000 - $ -
07-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (18,564) - $ -
07-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 18,564 - $ -
07-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (300,000) - $ -
09-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,000) - $ -
09-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (87,000) - $ -
10-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (47,000) - $ -
10-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,000) - $ -
10-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,000 - $ -
23-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 300,000 - $ -
23-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 850,000 - $ -
24-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 121,000 - $ -
24-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 193,348 - $ -
24-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,652 - $ -
24-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (300,000) - $ -
24-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
27-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 190,000 - $ -
27-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 180,000 - $ -
Balance at End of relevant period 9,620,107
----- End of picture text -----
8/8
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 29-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower) |
| Transfer date | Settlement Date 18-Apr-2023 12-May-2023 02-Jun-2023 24-Jul-2023 06-Oct-2023 12-Oct-2023 16-Oct-2023 07-Nov-2023 27-Nov-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 29-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs International (Borrower) |
| Transfer date | Settlement Date 12-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: |
WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement |
Master Securities Lending Agreement (“MSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs & Co. LLC ( “Borrower”) |
| Transfer date | Settlement Date 09-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between theparties. This undertakingis set out asper the rights of the borrower as stated in the MSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **returnearly? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on **settlement? ** |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 29-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 27-Nov-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 04-Jul-2023 28-Nov-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 29-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited (Borrower) |
| Transfer date | Settlement Date 20-Oct-2023 26-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 05-Jun-2023 20-Sep-2023 21-Sep-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 29-Nov-2023 |
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Jefferies LLC (Borrower) |
| Transfer date | Settlement Date 11-Aug-2023 07-Nov-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 24-Apr-2023 09-May-2023 17-May-2023 18-May-2023 29-May-2023 11-Jul-2023 13-Jul-2023 20-Jul-2023 27-Jul-2023 11-Aug-2023 11-Sep-2023 06-Oct-2023 10-Nov-2023 27-Nov-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| **Company’s name: ** | WEEBIT NANOLTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement |
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and BROWN BROTHERS HARRIMAN & CO(AS AGENT), Blackrock, NATIONAL FINANCIAL SERVICES LLC - AS AGENT and GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT) (herein referred to as“JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and anyadditional entitynotified to the Companyfrom time to time. |
| Transfer date | Settlement Date: 12-May-2023 10-Aug-2023 11-Aug-2023 15-Aug-2023 28-Aug-2023 30-Aug-2023 23-Oct-2023 |
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its votingrights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date(if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| Ifyes, detail | JPMS has the right to return all and anysecurities or equivalent securities earlyat anytime. |
| Does the lender have the right to **recall early? ** |
Yes. |
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan Securities PLC('borrower) |
| Transfer date | Settlement date 04-Jul-2023 17-Aug-2023 |
| Holder of voting rights | Party holding collateral that has the voting rights. |
| Are there any restriction on voting rights |
No, unless separately agreed to the contrary. |
| If yes, detail | NA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | This right is subject to the requirement that the borrower deliver alternative collateral acceptable to the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Equivalent Securities must be returned. |
| If yes, detail any exceptions |
Absent default, there are no exceptions. |
| Statement | No |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
BROWN BROTHERS HARRIMAN & CO (AS AGENT) ("lender") and J.P. Morgan Securities Plc ("borrower") |
| Transfer date | Settlement Date: 01-Sep-2023 25-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Subject to the terms of the relevant loan, the borrower has the right to terminate a loan and redeliver all and anyequivalent securities due and outstandingto the lender in accordance with lender's instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Subject to the terms of the relevant loan, the lender has the right to terminate a loan and to call for delivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the loaned securities were originally delivered. The borrower shall deliver such equivalent securities not later than the expiryof such notice in accordance with the lender's instruction. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, J.P. Morgan Securities Plc willgive a copyof the GMSLA to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”),J.P. Morgan Securities Plc(“borrower”) |
| Transfer date | Settlement date 25-Oct-2023 10-Nov-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement | SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc("borrower") |
| Transfer date | Settlement date 06-Apr-2023 26-Jun-2023 01-Sep-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Morgan Stanley & Co Intl Plc ("lender") |
| Transfer date | Settlement Date: 12-Oct-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, J.P. Morgan Securities Plc will give a copy of the OSLA to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 29-Nov-2023 | |
|---|---|---|
| Company’s name: | WEEBIT NANO LTD | |
| ISIN: | AU000000WBT5 | |
| Date of change of relevant interests: |
27-Nov-2023 | |
| Schedule | ||
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") | |
| Parties to agreement |
Securities Finance Trust Company as agent ("lender") and J.P. Morgan Securities Plc ("borrower") |
|
| Transfer date | Settlement Date 17-Aug-2023 |
|
| Holder of voting rights |
Party holding securities has the voting rights to those securities. | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | (a) Subject to (b), the holder shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party.(b) The lender may maintain from time to time a listing of equity securities ('voting list securities') in lender's portfolios with respect to which the lender expects to exercise applicable voting rights. Lender shall provide borrower with any such voting list securities. Lender retains the right to modify the voting list securities at any time, with such modification becoming effective immediately upon notification from lender to borrower. |
|
| Scheduled return date (if any) |
None | |
| Does the borrower have the right to return early? |
Yes | |
| If yes, detail | Subject to the terms of the relevant loan, the borrower at any time has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
|
| Does the lender have the right to recall early? |
Yes | |
| If yes, detail | Subject to set off and event of default provisions and the terms of the relevant loan, the lender can terminate a loan and call for redelivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered, provided that if the standard settlement time for such equivalent securities is greater than four days, borrower shall deliver the equivalent securities on the fourth day following the service of such notice. The borrower shall redeliver such equivalent securities in accordance with the lender’s instructions. |
|
| Will the securities be returned on settlement? |
Yes | |
| If yes, detail any exceptions |
Absent default, no exceptions. | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Global Master Securities LendingAgreement("GMSLA") |
| Parties to agreement |
Sharegain Ltd as agent;and J.P. Morgan Securities PLC |
| Transfer date | Settlement Date 08-Jun-2023 19-Jul-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the otherparty,unless otherwise agreed between theparties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery on a business dayif notice of redeliveryhas beengiven within the standard market settlementperiod. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time provided notification is given by the lender within standard market settlement period for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions.. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 14-Aug-2023 12-Oct-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertakingis set out in clause 4(B)(vi)of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC,a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 29-Nov-2023 |
|---|---|
| Company’s name: | WEEBIT NANO LTD |
| ISIN: | AU000000WBT5 |
| Date of change of relevant interests: |
27-Nov-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 05-Jul-2023 10-Jul-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |