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WEC ENERGY GROUP, INC. — Director's Dealing 2017
Nov 16, 2017
30110_dirs_2017-11-16_b441c5f5-7bcd-449f-bff5-7cbbf1d2f093.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WEC ENERGY GROUP, INC. (WEC)
CIK: 0000783325
Period of Report: 2017-11-14
Reporting Person: KLAPPA GALE E (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-14 | Common Stock | M | 50000 | $37.46 | Acquired | 203346.669 | Direct |
| 2017-11-14 | Common Stock | S | 50000 | $69.3687 | Disposed | 153346.669 | Direct |
| 2017-11-15 | Common Stock | M | 2722 | $37.46 | Acquired | 156068.669 | Direct |
| 2017-11-15 | Common Stock | S | 2722 | $69.9031 | Disposed | 153346.669 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-14 | Stock Option (right to buy) | $37.46 | M | 50000 | Disposed | 2023-01-02 | Common Stock (50000.0) | Direct |
| 2017-11-15 | Stock Option (right to buy) | $37.46 | M | 2722 | Disposed | 2023-01-02 | Common Stock (2722.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3429.518 | Indirect |
Footnotes
F1: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.
F2: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.24 to $69.52, inclusive. The reporting person undertakes to provide to WEC Energy Group ("WEC"), any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.88 to $69.97, inclusive. The reporting person undertakes to provide to WEC, any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4: Includes shares acquired under WEC's Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of October 31, 2017.