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WEC ENERGY GROUP, INC. — Director's Dealing 2012
Jul 3, 2012
30110_dirs_2012-07-03_22b7a972-dad5-4cf0-996a-42885a95808d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WISCONSIN ENERGY CORP (WEC)
CIK: 0000783325
Period of Report: 2012-07-02
Reporting Person: KLAPPA GALE E (Director, Chairman, President, and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-02 | Common Stock | M | 165000 | $17.10 | Acquired | 277641.7337 | Direct |
| 2012-07-02 | Common Stock | M | 35000 | $19.7375 | Acquired | 312641.7337 | Direct |
| 2012-07-02 | Common Stock | S | 200000 | $39.9735 | Disposed | 112641.7337 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-02 | Stock Option (Right to buy) | $17.10 | M | 165000 | Disposed | 2015-01-18 | Common Stock (165000) | Direct |
| 2012-07-02 | Stock Option (Right to buy) | $19.7375 | M | 35000 | Disposed | 2016-01-03 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2884.419 | Indirect |
Footnotes
F1: Includes shares acquired pursuant to a dividend reinvestment feature of Wisconsin Energy Corporation's Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2012.
F3: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.76 to $40.22, inclusive. The reporting person undertakes to provide to Wisconsin Energy Corporation ("WEC"), any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4: Includes shares acquired under Wisconsin Energy Corporation's Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of June 28, 2012.
F5: This option was previously reported as covering 252,000 shares at an exercise price of $39.475 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on March 1, 2011.