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WEC ENERGY GROUP, INC. — Director's Dealing 2012
Jan 5, 2012
30110_dirs_2012-01-05_8360035c-1700-4815-a9d0-45d9f88dd5b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WISCONSIN ENERGY CORP (WEC)
CIK: 0000783325
Period of Report: 2012-01-03
Reporting Person: CORNOG ROBERT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-03 | Common Stock | A | 2294 | — | Acquired | 17502.193 | Direct |
| 2012-01-03 | Common Stock | D | 3905.3818 | — | Disposed | 13596.8112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-03 | Phantom Stock Units | $ | A | 3905.3818 | Acquired | Common Stock (3905.3818) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 307.6964 | Indirect |
| Common Stock | 15404.5768 | Indirect |
Footnotes
F1: Includes shares acquired pursuant to a dividend reinvestment feature of Wisconsin Energy Corporation's Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11.
F2: Upon the vesting of restricted stock granted to the reporting person on January 2, 2009, the reporting person deferred the receipt of 3,905.3818 shares of common stock and instead received 3,905.3818 phantom stock units pursuant to the WEC Directors' Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 3,905.3818 shares of common stock in exchange for an equal number of phantom stock units.
F3: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.
F4: One-for-one.
F5: These phantom stock units were accrued under the DDCP and are to be settled following the reporting person's termination of service as a director.
F6: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.
F7: On March 1, 2011, the common stock of Wisconsin Energy Corporation split 2-for-1, resulting in the reporting person's ownership of 22,940.4042 additional phantom stock units.