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WEC ENERGY GROUP, INC. — Director's Dealing 2011
Oct 25, 2011
30110_dirs_2011-10-25_85ee563a-61a3-455c-8096-21cfc3e5a1b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WISCONSIN ENERGY CORP (WEC)
CIK: 0000783325
Period of Report: 2011-10-21
Reporting Person: KUESTER FREDERICK D (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-21 | Common Stock | M | 86000 | $23.8775 | Acquired | 137189.0451 | Direct |
| 2011-10-21 | Common Stock | S | 83500 | $32.75 | Disposed | 53689.0451 | Direct |
| 2011-10-21 | Common Stock | S | 1000 | $32.76 | Disposed | 52689.0451 | Direct |
| 2011-10-21 | Common Stock | S | 1500 | $32.77 | Disposed | 51189.0451 | Direct |
| 2011-10-24 | Common Stock | M | 86000 | $23.8775 | Acquired | 137189.0451 | Direct |
| 2011-10-24 | Common Stock | S | 86000 | $33.00 | Disposed | 51189.0451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-21 | Stock Option (right to buy) | $23.8775 | M | 86000 | Disposed | 2017-01-03 | Common Stock (86000) | Direct |
| 2011-10-24 | Stock Option (right to buy) | $23.8775 | M | 86000 | Disposed | 2017-01-03 | Common Stock (86000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2551.297 | Indirect |
Footnotes
F1: Includes shares acquired pursuant to a dividend reinvestment feature of Wisconsin Energy Corporation's Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2011.
F3: Includes shares acquired under Wisconsin Energy Corporation's Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of September 30, 2011.