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WEC ENERGY GROUP, INC. — Director's Dealing 2011
Sep 12, 2011
30110_dirs_2011-09-12_55c19fdc-4afd-4c4e-9845-a26b43e05f4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WISCONSIN ENERGY CORP (WEC)
CIK: 0000783325
Period of Report: 2011-09-08
Reporting Person: DICKSON STEPHEN P (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-08 | Common Stock | M | 12800 | $17.10 | Acquired | 81932 | Direct |
| 2011-09-08 | Common Stock | S | 12800 | $31.50 | Disposed | 69132 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-08 | Stock Option (right to buy) | $17.10 | M | 12800 | Disposed | 2015-01-18 | Common Stock (12800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5199.03 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2011.
F2: On March 1, 2011, the common stock of Wisconsin Energy Corporation split 2-for-1, resulting in the reporting person's ownership of 7,379.263 additional shares of common stock indirectly held in Wisconsin Energy Corporation's Employee Retirement Savings Plan (ERSP). In a Form 4 filed on May 10, 2011, the reporting person inadvertently reported that the stock split resulted in the ownership of 14,758.526 additional shares of common stock indirectly held in the ERSP, which amount actually represented the total number of shares held in the ERSP following the 2-for-1 stock split.
F3: Includes shares acquired under the ERSP in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of September 9, 2011.