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WEBSTER FINANCIAL CORP Director's Dealing 2018

Jan 2, 2018

30588_dirs_2018-01-02_0e5d33cb-2ee9-491b-a27e-c7597e47d1cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WEBSTER FINANCIAL CORP (WBS)
CIK: 0000801337
Period of Report: 2017-12-29

Reporting Person: SMITH JAMES COPENHAVER (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-29 Phantom Stock $ A 3134.388 Disposed Common Stock (3134.388) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 333732 Direct
Common Stock 139922 Indirect
Common Stock 10554 Indirect
Common Stock 5698 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $12.85 2018-12-16 Common Stock (109783) 109783 Direct
Stock Option $23.81 2022-02-22 Common Stock (99774) 99774 Direct
Stock Option $23.00 2023-02-20 Common Stock (122026) 122026 Direct

Footnotes

F1: 4 yr. incremental vesting - 25% vests each year for 4 years.

F2: 3 yr. incremental vesting - 33-1/3% vests each year for 3 years.

F3: Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.

F4: Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.