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WEBSTER FINANCIAL CORP Director's Dealing 2018

Feb 9, 2018

30588_dirs_2018-02-09_8d3ebaaa-0add-412f-a156-70d56165ef3c.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: WEBSTER FINANCIAL CORP (WBS)
CIK: 0000801337
Period of Report: 2017-12-31

Reporting Person: SMITH JAMES COPENHAVER (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-26 Common Stock G 4000 Disposed 330241 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 143771 Indirect
Common Stock 10554 Indirect
Common Stock 5698 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $12.85 2018-12-16 Common Stock (109783) 109783 Direct
Stock Option $23.81 2022-02-22 Common Stock (99774) 99774 Direct
Stock Option $23.00 2023-02-20 Common Stock (122026) 122026 Direct
Phantom Stock $ Common Stock (244160.418) 244160.418 Indirect

Footnotes

F1: Includes 509 shares of Webster Financial Corporation common stock acquired through December 31, 2017 under the Webster Dividend Reinvestment Plan per the records of Transfer Agent.

F2: Between January 1, 2017 and December 31, 2017, the reporting person acquired 3,849 shares of Webster Financial Corporation common stock under the Webster 401(k)/ESOP.

F3: 4 yr. incremental vesting - 25% vests each year for 4 years.

F4: 3 yr. incremental vesting - 33-1/3% vests each year for 3 years.

F5: Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.

F6: Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.

F7: Between January 1, 2017 and December 31, 2017, the reporting person acquired 4,821.679 shares of phantom stock under the Webster Deferred Compensation Plan.