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WEBSTER FINANCIAL CORP — Director's Dealing 2012
Feb 10, 2012
30588_dirs_2012-02-10_4a4bd88a-adcc-4cfa-8156-d8f264848aee.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WEBSTER FINANCIAL CORP (WBS)
CIK: 0000801337
Period of Report: 2011-12-31
Reporting Person: SMITH JAMES COPENHAVER (Director, Chairman & Chief Executive Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-06 | Common Stock | G | 2500 | — | Disposed | 260878 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 184457 | Indirect |
| Common Stock | 116534 | Indirect |
| Common Stock | 7997 | Indirect |
| Common Stock | 5698 | Indirect |
| Common Stock | 80188 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.60 | 2012-12-16 | Common Stock (62525) | 62525 | Direct |
| Stock Option | $45.55 | 2013-12-15 | Common Stock (65728) | 65728 | Direct |
| Stock Option | $49.62 | 2014-12-20 | Common Stock (60707) | 60707 | Direct |
| Stock Option | $47.40 | 2015-12-20 | Common Stock (47182) | 47182 | Direct |
| Stock Option | $48.88 | 2016-12-19 | Common Stock (64483) | 64483 | Direct |
| Stock Option | $32.03 | 2017-12-18 | Common Stock (106199) | 106199 | Direct |
| Stock Option | $12.85 | 2018-12-16 | Common Stock (213674) | 213674 | Direct |
| Phantom Stock | $ | Common Stock (138490) | 138490 | Indirect |
Footnotes
F1: Includes 131shares of Webster Financial Corporation common stock acquired through December 31, 2011 under the Webster Dividend Reinvestment Plan per the records of Transfer Agent.
F2: Between January 1, 2011 and December 31, 2011, the reporting person acquired 3,950 shares of Webster Financial Corporation common stock under the Webster 401(k)/ESOP.
F3: 4 yr. incremental vesting - 25% vests each year for 4 years.
F4: Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.
F5: Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.
F6: Between January 1, 2011 and December 31, 2011, the reporting person acquired 1,124 shares of phantom stock under the Webster Deferred Compensation Plan.