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WEBSTER FINANCIAL CORP — Director's Dealing 2010
Feb 12, 2010
30588_dirs_2010-02-12_c6c430f4-e370-4846-9569-acb9c73842a4.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WEBSTER FINANCIAL CORP (WBS)
CIK: 0000801337
Period of Report: 2009-12-31
Reporting Person: SMITH JAMES COPENHAVER (Director, Chairman & Chief Executive Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-14 | Common Stock | G | 100 | — | Disposed | 165211 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 245087 | Indirect |
| Common Stock | 109732 | Indirect |
| Common Stock | 7997 | Indirect |
| Common Stock | 5698 | Indirect |
| Common Stock | 63546 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $22.81 | 2010-10-23 | Common Stock (247925) | 247925 | Direct |
| Stock Option | $29.84 | 2011-12-17 | Common Stock (61975) | 61975 | Direct |
| Stock Option | $34.60 | 2012-12-16 | Common Stock (62525) | 62525 | Direct |
| Stock Option | $45.55 | 2013-12-15 | Common Stock (65728) | 65728 | Direct |
| Stock Option | $49.62 | 2014-12-20 | Common Stock (60707) | 60707 | Direct |
| Stock Option | $47.40 | 2015-12-20 | Common Stock (47182) | 47182 | Direct |
| Stock Option | $48.88 | 2016-12-19 | Common Stock (64483) | 64483 | Direct |
| Stock Option | $32.03 | 2017-12-18 | Common Stock (106199) | 106199 | Direct |
| Stock Option | $12.85 | 2018-12-16 | Common Stock (213674) | 213674 | Direct |
| Phantom Stock | $ | Common Stock (83826) | 83826 | Indirect |
Footnotes
F1: Between January 1, 2009 and December 31, 2009, the reporting person acquired 10,585 shares of Webster Financial Corporation common stock under the Webster 401(k)/ESOP.
F2: 4 yr. incremental vesting - 25% vests each year for 4 years.
F3: Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.
F4: Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.
F5: Between January 1, 2009 and December 31, 2009, the reporting person acquired 251 shares of phantom stock under the Webster Deferred Compensation Plan.