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WEB TRAVEL GROUP LIMITED — Major Shareholding Notification 2021
Apr 11, 2021
66049_rns_2021-04-11_2167759c-39e7-46d3-ae36-8681926f1914.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
| To: Company Name/Scheme: | WEBJET LIMITED |
|---|---|
| ACN/ARSN | 002 013 612 |
| 1. Details of substantial holder | Mitsubishi UFJ Financial Group, Inc. |
| Name | |
| There was a change in the interests of the | 07/04/2021 |
| substantial holder on | |
| The previous notice was given to the company on | 09/04/2021 |
| The previous notice was dated | 09/04/2021 |
| The holder became aware on | 09/04/2021 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
| Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power(%) | Person’s votes | Voting power(%) | |
| FullyPaid ordinaryshares | 41,808,281 | 12.33% | 39,916,519 | 11.15% |
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice | |||||
| 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
|||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes |
| Mitsubishi UFJ Financial Group, Inc. |
Citibank N A Hong Kong | Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
3,621,391 Fully paid ordinary shares |
3,621,391 |
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
17,652,664 Fully paid ordinary shares |
17,652,664 |
Page 1
| Mitsubishi UFJ Financial Group, Inc. |
JP Morgan Chase Bank NA | Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
4,278,606 Fully paid ordinary shares |
4,278,606 |
|---|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. |
National Custodian Services |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
1,094,427 Fully paid ordinary shares |
1,094,427 |
| Mitsubishi UFJ Financial Group, Inc. |
Northern Trust Company | Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
1,543,163 Fully paid ordinary shares |
1,543,163 |
| Mitsubishi UFJ Financial Group, Inc. |
State Street Global Advisors (Australia) Limited |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
986,005 Fully paid ordinary shares |
986,005 |
| Mitsubishi UFJ Financial Group, Inc. |
BNP Paribas Securities | Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
532,139 Fully paid ordinary shares |
532,139 |
Page 2
| Mitsubishi UFJ Financial Group, Inc. |
Nomura Bank (Luxembourg) S.A. |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
184,471 Fully paid ordinary shares |
184,471 |
|---|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. |
JPMorgan (UK) | Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
398,779 Fully paid ordinary shares |
398,779 |
| Mitsubishi UFJ Financial Group, Inc. |
State Street Global Services |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
3,308,630 Fully paid ordinary shares |
3,308,630 |
| Mitsubishi UFJ Financial Group, Inc. |
Avanteos Investments Limited |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
51,828 Fully paid ordinary shares |
51,828 |
| Mitsubishi UFJ Financial Group, Inc. |
Citibank N A Hong Kong | Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
589,538 Fully paid ordinary shares |
589,538 |
Page 3
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
835,566 Fully paid ordinary shares |
835,566 |
|---|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. |
National Custodian Services |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
108,591 Fully paid ordinary shares |
108,591 |
| Mitsubishi UFJ Financial Group, Inc. |
State Street Global Services |
Not Applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
39,333 Fully paid ordinary shares |
39,333 |
| Mitsubishi UFJ Financial Group, Inc. |
HSBC Custody Nominees (Australia) Limited |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
2,710,821 Fully paid ordinary shares |
2,710,821 |
| Mitsubishi UFJ Financial Group, Inc. |
HSBC Custody Nominees (Australia) Limited |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
61,858 Fully paid ordinary shares |
61,858 |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
1,632,735 Fully paid ordinary shares |
1,632,735 |
| Mitsubishi UFJ Financial Group, Inc. |
HSBC Custody Nominees (Australia) Limited |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
732 Fully paid ordinary shares |
732 |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Wealth Management Australia Pty discretionary client account |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
4,000 Fully paid ordinary shares |
4,000 |
| Mitsubishi UFJ Financial Group, Inc. |
Unknown | Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
281,242 Fully paid ordinary shares |
281,242 |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Page 4
Not Applicable Not Applicable
6. Addresses
| The addresses of persons named in this form are as follows: | The addresses of persons named in this form are as follows: |
|---|---|
| Name | Address |
| Mitsubishi UFJ Financial Group,Inc. | 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan |
Signature
==> picture [169 x 46] intentionally omitted <==
Dated 12 April 2021
Ryuichiro Sakuma Authorised signatory
Page 5
This is Annexure A of 7 pages referred to in Form 604, Notice of change of interests of substantial holder dated 12 April 2021.
Annexure A
==> picture [170 x 46] intentionally omitted <==
Ryuichiro Sakuma Authorised signatory Dated 12 April 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
32,534.91 |
1,947 Ordinary shares | 1,947 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
12,445.52 |
742 Ordinary shares | 742 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
1,477.44 | 281 Ordinary shares | 281 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,972.76 | 1,059 Ordinary Shares | 1,059 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,483.18 | 802 Ordinary Shares | 802 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,357.60 | 1,680 Ordinary Shares | 1,680 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,720.85 | 485 Ordinary Shares | 485 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
28,050.00 | 5,000 Ordinary Shares | 5,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,687.32 | 1,363 Ordinary Shares | 1,363 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,828.32 | 1,388 Ordinary Shares | 1,388 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,130.00 | 2,000 Ordinary Shares | 2,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,990.00 | 1,800 Ordinary Shares | 1,800 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,181.74 | 1,644 Ordinary Shares | 1,644 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,680.00 | 1,000 Ordinary Shares | 1,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,359.08 | 244 Ordinary Shares | 244 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,012.37 | 721 Ordinary Shares | 721 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,020.05 | 2,135 Ordinary Shares | 2,135 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,383.20 | 2,040 Ordinary Shares | 2,040 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,400.36 | 253 Ordinary Shares | 253 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
879.27 | 159 Ordinary Shares | 159 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
8,337.67 | 1,477 Ordinary Shares | 1,477 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
687.89 | 121 Ordinary Shares | 121 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
963.20 | 172 Ordinary Shares | 172 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
19,419.97 | 3,413 Ordinary Shares | 3,413 |
Page 6
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,599.96 | 1,362 Ordinary Shares | 1,362 |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,665.11 | 1,729 Ordinary Shares | 1,729 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,652.11 | 651 Ordinary Shares | 651 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,341.89 | 242 Ordinary Shares | 242 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,570.79 | 281 Ordinary Shares | 281 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,246.08 | 941 Ordinary Shares | 941 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,726.40 | 2,094 Ordinary Shares | 2,094 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
13,192.40 | 2,360 Ordinary Shares | 2,360 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
48,195.00 | 8,500 Ordinary Shares | 8,500 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
31,428.42 | 5,673 Ordinary Shares | 5,673 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,594.06 | 2,257 Ordinary Shares | 2,257 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
8,397.90 | 1,505 Ordinary Shares | 1,505 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
845.25 | 150 Ordinary Shares | 150 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
654.35 | 115 Ordinary Shares | 115 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,635.35 | 2,637 Ordinary Shares | 2,637 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,317.42 | 234 Ordinary Shares | 234 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,060.00 | 1,975 Ordinary Shares | 1,975 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,976.92 | 884 Ordinary Shares | 884 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,373.11 | 969 Ordinary Shares | 969 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
18,397.89 | 3,306 Ordinary Shares | 3,306 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
8,401.16 | 1,511 Ordinary Shares | 1,511 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
24,445.07 | 4,373 Ordinary Shares | 4,373 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,418.40 | 1,320 Ordinary Shares | 1,320 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
75,425.87 | 13,493 Ordinary Shares | 13,493 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,624.06 | 646 Ordinary Shares | 646 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
531.84 | 96 Ordinary Shares | 96 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,282.00 | 950 Ordinary Shares | 950 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,739.56 | 314 Ordinary Shares | 314 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
74,947.20 | 13,504 Ordinary Shares | 13,504 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,474.60 | 1,330 Ordinary Shares | 1,330 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,557.65 | 637 Ordinary Shares | 637 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
66,957.02 | 11,978 Ordinary Shares | 11,978 |
Page 7
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,606.16 | 994 Ordinary Shares | 994 |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,835.13 | 1,377 Ordinary Shares | 1,377 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,903.93 | 1,059 Ordinary Shares | 1,059 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,820.52 | 867 Ordinary Shares | 867 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,673.23 | 839 Ordinary Shares | 839 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
293.36 | 53 Ordinary Shares | 53 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,756.23 | 2,621 Ordinary Shares | 2,621 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
870.48 | 156 Ordinary Shares | 156 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,662.13 | 1,195 Ordinary Shares | 1,195 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,577.06 | 2,258 Ordinary Shares | 2,258 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,067.50 | 1,625 Ordinary Shares | 1,625 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
144,154.92 | 25,788 Ordinary Shares | 25,788 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
34,037.51 | 6,089 Ordinary Shares | 6,089 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,815.54 | 863 Ordinary Shares | 863 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
22,128.75 | 3,934 Ordinary Shares | 3,934 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,839.88 | 1,765 Ordinary Shares | 1,765 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,380.76 | 424 Ordinary Shares | 424 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,966.58 | 535 Ordinary Shares | 535 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,595.40 | 1,010 Ordinary Shares | 1,010 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
40,248.87 | 7,149 Ordinary Shares | 7,149 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
87,522.63 | 15,657 Ordinary Shares | 15,657 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
44,362.24 | 7,936 Ordinary Shares | 7,936 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
899.20 | 160 Ordinary Shares | 160 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,391.20 | 427 Ordinary Shares | 427 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,323.20 | 960 Ordinary Shares | 960 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,765.58 | 315 Ordinary Shares | 315 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,160.42 | 1,106 Ordinary Shares | 1,106 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,722.40 | 1,379 Ordinary Shares | 1,379 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
16,937.70 | 3,030 Ordinary Shares | 3,030 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,044.67 | 2,147 Ordinary Shares | 2,147 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,487.76 | 2,246 Ordinary Shares | 2,246 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,338.16 | 1,321 Ordinary Shares | 1,321 |
Page 8
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,320.90 | 238 Ordinary Shares | 238 |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
17,395.60 | 3,140 Ordinary Shares | 3,140 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,276.12 | 2,019 Ordinary Shares | 2,019 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
799.37 | 143 Ordinary Shares | 143 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,410.40 | 609 Ordinary Shares | 609 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,719.04 | 1,024 Ordinary Shares | 1,024 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
22,482.98 | 4,022 Ordinary Shares | 4,022 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,914.04 | 1,942 Ordinary Shares | 1,942 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,338.00 | 240 Ordinary Shares | 240 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,988.71 | 711 Ordinary Shares | 711 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,346.72 | 2,592 Ordinary Shares | 2,592 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
38,993.38 | 6,926 Ordinary Shares | 6,926 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,426.98 | 1,331 Ordinary Shares | 1,331 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
8,770.71 | 1,569 Ordinary Shares | 1,569 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,669.38 | 1,719 Ordinary Shares | 1,719 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,498.12 | 268 Ordinary Shares | 268 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
108,272.71 | 19,369 Ordinary Shares | 19,369 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,051.53 | 367 Ordinary Shares | 367 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
21,817.77 | 3,903 Ordinary Shares | 3,903 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,427.45 | 2,059 Ordinary Shares | 2,059 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
13,733.20 | 2,470 Ordinary Shares | 2,470 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,160.32 | 1,104 Ordinary Shares | 1,104 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,529.00 | 275 Ordinary Shares | 275 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
778.40 | 140 Ordinary Shares | 140 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,472.52 | 1,332 Ordinary Shares | 1,332 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,394.00 | 456 Ordinary Shares | 456 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,481.90 | 1,223 Ordinary Shares | 1,223 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,791.40 | 338 Ordinary Shares | 338 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
119,535.08 | 22,469 Ordinary Shares | 22,469 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
9,462.74 | 1,799 Ordinary Shares | 1,799 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,095.74 | 1,349 Ordinary Shares | 1,349 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,139.50 | 215 Ordinary Shares | 215 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
51,146.48 | 9,614 Ordinary Shares | 9,614 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,906.20 | 360 Ordinary Shares | 360 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
189.72 | 36 Ordinary Shares | 36 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
631.89 | 119 Ordinary Shares | 119 |
Page 9
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
26.40 | 5 Ordinary Shares | 5 |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
11,549.72 | 2,171 Ordinary Shares | 2,171 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
9,488.97 | 1,787 Ordinary Shares | 1,787 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
24,995.52 | 4,734 Ordinary Shares | 4,734 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10,253.61 | 1,931 Ordinary Shares | 1,931 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,031.80 | 760 Ordinary Shares | 760 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12,149.85 | 2,271 Ordinary Shares | 2,271 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
143,254.41 | 26,877 Ordinary Shares | 26,877 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,438.50 | 650 Ordinary Shares | 650 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
194,816.16 | 36,897 Ordinary Shares | 36,897 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
73,080.00 | 14,000 Ordinary Shares | 14,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
11,246.60 | 2,122 Ordinary Shares | 2,122 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
24,106.58 | 4,583 Ordinary Shares | 4,583 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,392.51 | 1,213 Ordinary Shares | 1,213 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
16,986.54 | 3,181 Ordinary Shares | 3,181 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10,260.80 | 1,936 Ordinary Shares | 1,936 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
917,037.00 | 172,700 Ordinary Shares | 172,700 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
640,706.88 | 121,346 Ordinary Shares | 121,346 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,026.56 | 952 Ordinary Shares | 952 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
39,340.73 | 7,381 Ordinary Shares | 7,381 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10,560.00 | 2,000 Ordinary Shares | 2,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
200,394.09 | 37,739 Ordinary Shares | 37,739 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
227,099.70 | 42,849 Ordinary Shares | 42,849 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,569.56 | 483 Ordinary Shares | 483 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,788.96 | 907 Ordinary Shares | 907 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
38,582.46 | 7,266 Ordinary Shares | 7,266 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
414.75 | 79 Ordinary Shares | 79 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
52,081.92 | 9,864 Ordinary Shares | 9,864 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
15,425.29 | 2,927 Ordinary Shares | 2,927 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
897.39 | 169 Ordinary Shares | 169 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,084.60 | 582 Ordinary Shares | 582 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
38,821.80 | 7,270 Ordinary Shares | 7,270 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
76,529.25 | 14,577 Ordinary Shares | 14,577 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,465.71 | 841 Ordinary Shares | 841 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,049.55 | 1,135 Ordinary Shares | 1,135 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
110.67 | 21 Ordinary Shares | 21 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,172,324.00 | 420,000 Ordinary Shares | 420,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,084.45 | 205 Ordinary Shares | 205 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
50,983.68 | 9,656 Ordinary Shares | 9,656 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
84,414.86 | 16,018 Ordinary Shares | 16,018 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
26,363.04 | 4,993 Ordinary Shares | 4,993 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
150,875.20 | 28,360 Ordinary Shares | 28,360 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
24,911.36 | 4,736 Ordinary Shares | 4,736 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,628.75 | 875 Ordinary Shares | 875 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
191,672.57 | 36,233 Ordinary Shares | 36,233 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
26,117.94 | 4,891 Ordinary Shares | 4,891 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
14,060.64 | 2,663 Ordinary Shares | 2,663 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
206,948.00 | 38,900 Ordinary Shares | 38,900 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
170,575.16 | 32,063 Ordinary Shares | 32,063 |
Page 10
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
20,334.24 | 3,888 Ordinary Shares | 3,888 |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,018.64 | 764 Ordinary Shares | 764 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
77,022.40 | 14,560 Ordinary Shares | 14,560 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
45,635.04 | 8,643 Ordinary Shares | 8,643 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
89,669.05 | 17,015 Ordinary Shares | 17,015 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
15,987.84 | 3,028 Ordinary Shares | 3,028 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10,512.48 | 1,991 Ordinary Shares | 1,991 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,615.00 | 500 Ordinary Shares | 500 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
33,688.95 | 6,297 Ordinary Shares | 6,297 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,349.10 | 626 Ordinary Shares | 626 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
186,200.00 | 35,000 Ordinary Shares | 35,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
52,905.60 | 10,020 Ordinary Shares | 10,020 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
92,695.68 | 17,556 Ordinary Shares | 17,556 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
58,756.02 | 11,003 Ordinary Shares | 11,003 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
13,303.50 | 2,534 Ordinary Shares | 2,534 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,581.52 | 488 Ordinary Shares | 488 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
141,288.48 | 26,608 Ordinary Shares | 26,608 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
26,016.60 | 4,965 Ordinary Shares | 4,965 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
15,125.25 | 2,881 Ordinary Shares | 2,881 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
147,423.24 | 28,188 Ordinary Shares | 28,188 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
85,526.10 | 16,137 Ordinary Shares | 16,137 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
53,461.10 | 10,087 Ordinary Shares | 10,087 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,508.04 | 1,406 Ordinary Shares | 1,406 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,846.31 | 1,101 Ordinary Shares | 1,101 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
31,711.32 | 5,972 Ordinary Shares | 5,972 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,117.20 | 210 Ordinary Shares | 210 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,144.00 | 400 Ordinary Shares | 400 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,978.90 | 1,290 Ordinary Shares | 1,290 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,650.29 | 501 Ordinary Shares | 501 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
131,443.74 | 24,754 Ordinary Shares | 24,754 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12,244.86 | 2,306 Ordinary Shares | 2,306 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12,597.06 | 2,359 Ordinary Shares | 2,359 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
63,752.13 | 11,961 Ordinary Shares | 11,961 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
425,208.87 | 80,077 Ordinary Shares | 80,077 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
58,592.69 | 10,993 Ordinary Shares | 10,993 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
881.76 | 167 Ordinary Shares | 167 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,805.76 | 342 Ordinary Shares | 342 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
358,757.00 | 67,690 Ordinary Shares | 67,690 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
175,636.70 | 33,139 Ordinary Shares | 33,139 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
348,215.30 | 65,701 Ordinary Shares | 65,701 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,895.82 | 922 Ordinary Shares | 922 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
37,686.88 | 7,084 Ordinary Shares | 7,084 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
59,348.76 | 11,114 Ordinary Shares | 11,114 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
64,225.92 | 12,164 Ordinary Shares | 12,164 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,711.70 | 889 Ordinary Shares | 889 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
17,673.89 | 3,341 Ordinary Shares | 3,341 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
23,580.48 | 4,466 Ordinary Shares | 4,466 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,704.51 | 321 Ordinary Shares | 321 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,911.50 | 361 Ordinary Shares | 361 |
Page 11
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,277.53 | 1,169 Ordinary Shares | 1,169 |
|---|---|---|---|---|---|
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
205,119.80 | 39,145 Ordinary Shares | 39,145 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
34,250.16 | 6,438 Ordinary Shares | 6,438 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
41,344.80 | 7,728 Ordinary Shares | 7,728 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,165.92 | 789 Ordinary Shares | 789 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,821.69 | 346 Ordinary Shares | 346 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
63.60 | 12 Ordinary Shares | 12 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
387.63 | 73 Ordinary Shares | 73 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
9,045.00 | 1,675 Ordinary Shares | 1,675 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,168.00 | 600 Ordinary Shares | 600 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
113,447.25 | 21,609 Ordinary Shares | 21,609 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,502.59 | 659 Ordinary Shares | 659 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
135,397.99 | 25,403 Ordinary Shares | 25,403 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
200,464.55 | 37,895 Ordinary Shares | 37,895 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,061.28 | 201 Ordinary Shares | 201 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,146.79 | 1,351 Ordinary Shares | 1,351 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
25,280.19 | 4,797 Ordinary Shares | 4,797 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
16,041.51 | 3,021 Ordinary Shares | 3,021 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
50,101.50 | 9,525 Ordinary Shares | 9,525 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
16,500.00 | 3,000 Ordinary Shares | 3,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
21,714.42 | 4,074 Ordinary Shares | 4,074 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
189.35 | 35 Ordinary Shares | 35 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
88,762.08 | 16,811 Ordinary Shares | 16,811 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 414,191 Ordinary Shares | 414,191 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A |
1,000,000 Ordinary Shares | 1,000,000 |
| 07/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley-see Annexure B |
N/A | 350,000 Ordinary Shares | 350,000 |
Page 12
Annexure B
This is Annexure B of 2 pages referred to in Form 604, Notice of change of interets of substantial holder dated 12 April 2021.
==> picture [169 x 47] intentionally omitted <==
Ryuichiro Sakuma
Authorised signatory
Dated 12 April 2021
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and SCHRODER INTERNATIONAL SELECTION FUND |
| Transfer Date | 20210326;20210329;20210331;20210406;20210407; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and payment obligationsin respect thereof. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM |
| Transfer Date | 20210325;20210329; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and payment obligationsin respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and JPMORGAN CHASE BANK,N.A. |
| Transfer Date | 20210329; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch Equivalent Securities onthe exchange or inthe clearing organisationthrough whichtheLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and payment obligationsin respect thereof. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and CITIBANK NA |
| Transfer Date | 20210325;20210402;20210406; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement timeforsuch Equivalent Securities onthe exchange or inthe clearing organisationthrough whichtheLoaned Securitieswere originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and payment obligationsin respect thereof. |
Schedule
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and STATE STREET BANK AND TRUST COMPANY |
| Transfer Date | 20210329; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable |
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| Scheduled Return Date (if any) | Open |
|---|---|
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailThe Borrower is entitled at anytime to terminate a Loan and to redeliver all and anyEquivalent Securities due and outstandingto the Lender in accordance with the Lender's | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and theParties'delivery and payment obligationsin respect thereof. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer OWL CREEK OVERSEAS MASTER FUND LTD. |
| Transfer Date | 20210405; |
| Holder of Voting Rights | Morgan Stanley |
| Are there any restrictions on voting rights? | No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| Ifyes, detailMorgan Stanleymayreturn rehypothecated shares at anytime. | |
| Does the lender have the right to recall early? | Yes |
| Ifyes, detailThe customer mayrecall shares from Morgan Stanleyat anytime. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 CAPITAL LONG SHORT(MASTER)FUND |
| Transfer Date | 20210329; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shallbe takenof whatis duefromeachparty to the other. The amounts duefromone party shallbe set offagainst the amounts duefromthe otherparty and only the balance ofthe account |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and COWEN INTERNATIONAL LIMITED |
| Transfer Date | 20210325; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND |
| Transfer Date | 20210330; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shallbe takenof whatis duefromeachparty to the other. The amounts duefromone party shallbe set offagainst the amounts duefromthe otherparty and only the balance ofthe account |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND LIMITED |
| Transfer Date | 20210330; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shallbe takenof whatis duefromeachparty to the other. The amounts duefromone party shallbe set offagainst the amounts duefromthe otherparty and only the balance ofthe account |
Page 14