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Weave Communications, Inc. — Director's Dealing 2021
Nov 16, 2021
32676_dirs_2021-11-15_393a53a1-7767-4b8b-a2ac-79ab44719962.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Weave Communications, Inc. (WEAV)
CIK: 0001609151
Period of Report: 2021-11-15
Reporting Person: Catalyst Investors Partners IV, L.P. (10% Owner)
Reporting Person: Catalyst Investors QP IV, L.P. (10% Owner)
Reporting Person: Catalyst Investors IV, L.P. (10% Owner)
Reporting Person: Catalyst Investors Partners IV, L.L.C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | C | 538291 | — | Acquired | 540911 | Indirect |
| 2021-11-15 | Common Stock | C | 8474 | — | Acquired | 549385 | Indirect |
| 2021-11-15 | Common Stock | C | 10169445 | — | Acquired | 10218948 | Indirect |
| 2021-11-15 | Common Stock | C | 160089 | — | Acquired | 10379037 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Series B-1 Preferred Stock | $ | C | 538291 | Disposed | Common Stock (538291) | Indirect | |
| 2021-11-15 | Series B-1 Preferred Stock | $ | C | 10169445 | Disposed | Common Stock (10169445) | Indirect | |
| 2021-11-15 | Series C Preferred Stock | $ | C | 8474 | Disposed | Common Stock (8474) | Indirect | |
| 2021-11-15 | Series C Preferred Stock | $ | C | 160089 | Disposed | Common Stock (160089) | Indirect |
Footnotes
F1: Each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering on November 15, 2021, and had no expiration date.
F2: Catalyst Investors Partners IV, L.P. ("CIP IV") serves as the general partner of Catalyst Investors IV, L.P. ("CI IV") and Catalyst Investors QP IV, L.P. ("CI QP IV"). Catalyst Investors Partners IV, L.L.C. ("CIP IV LLC") is the general partner of CIP IV. Brian A, Rich, Eugene L, Wolfson and D. Ryan McNally are managers of the board of CIP IV LLC, and as such maybe deemed to have shared voting and dispositive power with respect to the shares held by CI IV and CI QP IV. Tyler Newton, a member of the Issuer's Board of Directors, serves as a partner to Catalyst Investors and shares voting and dispositive power with respect to the shares of common stock and preferred stock.