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WD 40 CO — Director's Dealing 2002
Nov 1, 2002
31407_dirs_2002-11-04_9e094fd5-4068-4b9b-92df-e6c268f26897.zip
Director's Dealing
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4 1 doc1.htm Form 4
| Form 4 | OMB APPROVAL | |
|---|---|---|
| OMB Number: 3235-0287 | ||
| Expires: January 31, 2005 | ||
| [ ] | Check | |
| box if no longer subject to Section 16. Form 4 or Form 5 obligations may | ||
| continue. See instructions 1(b). | Estimated | |
| average burden hours per response. . . 0.5 |
| 1.
Name and Address of Reporting Person* RIDGE, GARRY O. | 2.
Issuer Name and Ticker or Trading Symbol WD-40 Company (WDFC) | | 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ X _ Director
___ 10% Owner _ X _ Officer (give title below)
___ Other (specify below) President & Chief Executive Officer |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) 1987 Trousdale Place | 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4.
Statement for Month/Day/Year 10/30/2002 | |
| (Street) Escondido, CA 92029 | | 5.
If Amendment, Date of Original (Month/Day/Year) | 7.
Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| (City)
(State)
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transactions (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | |||
|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | ||||
| Common Stock | 10/30/2002 | S | 4,000 | D | $28.00 | 17,734.758 | D | |
| Common Stock | 860 (1) | D |
| Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly. * If the form is filed by more than one reporting person, see Instructions 4(b)(v). | |
| --- | --- |
| Potential persons who are to respond to the collection of information contained in this
form are not required to respond unless the form displays a currently valid OMB control
number. | (Over) SEC 1474 (9-02) |
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr.3) | 2. Conversion or Exercise Price of Derivative Security | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.3,4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | ||||
|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||
| Incentive Stock Option | $21.188 | 01/01/1998 | 09/25/2005 | Common Stock | 3,980 | D | |||
| Incentive Stock Option | $23.00 | 01/01/2000 | 09/23/2006 | Common Stock | 7,000 | D | |||
| Incentive Stock Option | $31.75 | (2) | 09/22/2007 | Common Stock | 16,000 | D | |||
| Non-Qualified Stock Option | $23.06 | 09/29/1999 | 09/29/2008 | Common Stock | 16,000 | D | |||
| Non-Qualified Stock Option | $23.50 | 09/28/2000 | 09/28/2009 | Common Stock | 20,000 | D | |||
| Non-Qualified Stock Option | $20.813 | 09/26/2001 | 09/26/2010 | Common Stock | 40,000 | D | |||
| Non-Qualified Stock Option | $18.084 | 04/27/2002 | 04/27/2011 | Common Stock | 20,000 | D | |||
| Non-Qualified Stock Option | $20.75 | 09/25/2002 | 09/25/2011 | Common Stock | 30,000 | D | |||
| Non-Qualified Stock Option | $27.56 | (3) | 09/24/2012 | Common Stock | 30,000 | D |
Explanation of Responses: (1) Shares held in WD-40 Company Profit Sharing Plan "Company Stock Fund" account; estimated number of shares based upon equivalent value of units held. (2) 2,222 shares exercisable 1/1/2000; 3,149 shares exercisable 1/1/2001; 3,149 shares exercisable 1/1/2002; 3,149 shares exercisable 1/1/2003; 3,149 shares exercisable 1/1/2004; and 1,182 shares exercisable 1/1/2005. (3) 10,000 shares exercisable 9/24/2003; 10,000 shares exercisable 9/24/2004; and 10,000 shares exercisable 9/24/2005.
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2