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WD 40 CO — Director's Dealing 2002
Nov 4, 2002
31407_dirs_2002-11-04_89ea8557-c3eb-4148-bae5-cc111ae46d4a.zip
Director's Dealing
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5 1 doc1.htm Form 5
| Form 5 | OMB APPROVAL | |
|---|---|---|
| OMB Number: 3235-0362 | ||
| Expires: January 31, 2005 | ||
| [ ] | Check | |
| box if no longer subject to Section 16. Form 4 or Form 5 obligations may | ||
| continue. See instructions 1(b). | Estimated average burden hours per response. . . 1.0 | |
| [ ] | Form 3 Holdings Reported | |
| [ ] | Form 4 Transactions Reported |
| 1.
Name and Address of Reporting Person* RIDGE, GARRY O. | 2.
Issuer Name and Ticker or Trading Symbol WD-40 Company (WDFC) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) _ X _ Director
___ 10% Owner _ X _ Officer (give title below)
___ Other (specify below) President & Chief Executive Officer |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) 1987 Trousdale Place | 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4.
Statement for Month/Year 08/31/2002 | |
| (Street) Escondido, CA 92029 | | 5.
If Amendment, Date of Original (Month/Year) | 7.
Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| (City)
(State)
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/ Day/ Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | |||
|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | ||||
| Common Stock | 10/31/2001 | L (1) | 128.974 | A | $21.836 | |||
| Common Stock | 01/31/2002 | L (1) | 104.994 | A | $27.155 | 16,864.758 | D | |
| Common Stock | 855 (2) |
- If the form is filed by more than one reporting person, see instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 2270 (9-02)
FORM 5 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr.3) | 2. Conversion or Exercise Price of Derivative Security | 5. Number of Derivative Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | ||||
|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||
| Incentive Stock Option | $21.25 | 01/01/1997 | 09/26/2004 | Common Stock | 4,840 | D | |||
| Incentive Stock Option | $21.188 | 01/01/1998 | 09/25/2005 | Common Stock | 3,980 | D | |||
| Incentive Stock Option | $23.00 | 01/01/2000 | 09/23/2006 | Common Stock | 7,000 | D | |||
| Incentive Stock Option | $31.75 | (3) | 09/22/2007 | Common Stock | 16,000 | D | |||
| Non-Qualified Stock Option | $23.06 | 09/29/1999 | 09/29/2008 | Common Stock | 16,000 | D | |||
| Non-Qualified Stock Option | $23.50 | 09/28/2000 | 09/28/2009 | Common Stock | 20,000 | D | |||
| Non-Qualified Stock Option | $20.813 | 09/26/2001 | 09/26/2010 | Common Stock | 40,000 | D | |||
| Non-Qualified Stock Option | $18.084 | 04/27/2002 | 04/27/2011 | Common Stock | 20,000 | D | |||
| Non-Qualified Stock Option | 20.75 | 09/25/2002 | 09/25/2011 | Common Stock | 30,000 | D |
Explanation of Responses: (1) Shares acquired by dividend reinvestment. (2) Shares held in WD-40 Company Profit Sharing Plan "Company Stock Fund" account; estimated number of shares based upon equivalent value of units held. (3) 2,222 shares exercisable 1/1/2000; 3,149 shares exercisable 1/1/2001; 3,149 shares exercisable 1/1/2002; 3,149 shares exercisable 1/1/2003; 3,149 shares exercisable 1/1/2004; 1,182 shares exercisable 1/1/2005.
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2