AI assistant
WATTS WATER TECHNOLOGIES INC — Director's Dealing 2022
Jul 12, 2022
30649_dirs_2022-07-12_5f90140f-2d98-4d7b-ba76-c2fd1fad70e4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATTS WATER TECHNOLOGIES INC (WTS)
CIK: 0000795403
Period of Report: 2022-07-11
Reporting Person: HORNE TIMOTHY P (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-11 | Class A Common Stock | C | 16000.0000 | — | Acquired | 16000.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-11 | Class B Common Stock | $ | C | 16000.0000 | Disposed | Class A Common Stock (16000.0000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1000000.0000) | 1000000.0000 | Indirect |
Footnotes
F1: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis.
F2: On November 2, 2021, the Reporting Person resigned as co-trustee of a trust for the benefit of Tara V. Horne, the Reporting Person's daughter. The Reporting Person ceased to beneficially own any shares held by this trust as of such date and any such shares are not included in this total.
F3: The shares are held in a trust for the benefit of Tiffany Horne Noonan. The Reporting Person serves as co-trustee of this trust.
F4: All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date.
F5: Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 22,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 113,924 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 4,000 shares held in a trust for the benefit of Tiffany Horne Noonan, (vii) 6,447 shares held in a trust for the benefit of Kiera R. Noonan, (viii) 6,447 shares held in a trust for the benefit of Tessa R. Noonan, and (ix) 5,922 shares held in a trust for the benefit of Liv R. Noonan.
F6: These shares of Class B Common Stock are held in a revocable trust of which the Reporting Person is the sole trustee and the sole beneficiary.