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WATTS WATER TECHNOLOGIES INC — Director's Dealing 2020
Aug 25, 2020
30649_dirs_2020-08-25_0a8d5c67-68ab-4c29-8cda-f84737c772a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATTS WATER TECHNOLOGIES INC (WTS)
CIK: 0000795403
Period of Report: 2020-08-24
Reporting Person: HORNE TIMOTHY P (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-24 | Class A Common Stock | C | 20000.0000 | — | Acquired | 20000.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-24 | Class B Common Stock | $ | C | 20000.0000 | Disposed | Class A Common Stock (20000.0000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1100000.0000) | 1100000.0000 | Direct |
Footnotes
F1: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis.
F2: The shares are held in a trust for the benefit of Tara V. Horne. The Reporting Person serves as co-trustee of this trust.
F3: All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date.
F4: Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 22,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 113,924 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 35,000 shares held in a trust for the benefit of Tara V. Horne, (vii) 40,000 shares held in a trust for the benefit of Tiffany Horne Noonan, (viii) 6,447 shares held in a trust for the benefit of Kiera R. Noonan, (ix) 6,447 shares held in a trust for the benefit of Tessa R. Noonan, and (x) 5,922 shares held in a trust for the benefit of Liv R. Noonan.