AI assistant
WATTS WATER TECHNOLOGIES INC — Director's Dealing 2013
Oct 31, 2013
30649_dirs_2013-10-31_55fea755-cd30-48f0-9539-d192750b15e1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATTS WATER TECHNOLOGIES INC (WTS)
CIK: 0000795403
Period of Report: 2013-10-29
Reporting Person: HORNE TIMOTHY P (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | Class B Common Stock | $ | Z | 15000.0000 | Disposed | Class A Common Stock (15000.0000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1400000.0000) | 1400000.0000 | Direct |
Footnotes
F1: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis.
F2: All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date.
F3: Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 22,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 132,740 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 35,000 shares held in a trust for the benefit of Tara V. Horne, and (vii) 20,000 shares held in a trust for the benefit of Tiffany Horne Noonan.