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WATSCO INC — Director's Dealing 2022
Oct 18, 2022
30382_dirs_2022-10-18_dbf7b7a0-e066-4223-9ee3-bd1cf774c4e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATSCO INC (WSO; WSOB)
CIK: 0000105016
Period of Report: 2022-10-15
Reporting Person: NAHMAD ALBERT H (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-15 | Class B Common stock | $ | F | 311408 | Disposed | Class B Common stock (311408) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 1494 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common stock | $ | Class B Common stock (902006) | 902006 | Indirect | |
| Class B Common stock | $ | Class B Common stock (75501) | 75501 | Direct | |
| Class B Common stock | $ | Class B Common stock (530081) | 530081 | Indirect | |
| Class B Common stock | $ | Class B Common stock (1330000) | 1330000 | Indirect | |
| Class B Common stock | $ | Class B Common stock (206976) | 206976 | Indirect |
Footnotes
F1: Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust.
F2: The Class B Common Stock is convertible into Common Stock at any time on a one-for-one basis and has no expiration date.
F3: Reflects shares held by Albert Henry Capital L.P., a limited partnership over which Mr. Nahmad maintains effective control. Of the number of shares held following the reported transaction, 440,000 remain subject to vesting restrictions.
F4: Reflects shares held by My Pal Al, L.P., a limited partnership over which Mr. Nahmad maintains effective control, which are subject to vesting restrictions.
F5: Reflects shares held by Mr. Nahmad, which are subject to vesting restrictions.
F6: Reflects 498,845 shares held by various trusts over which Mr. Nahmad maintains effective control and 31,236 shares held by custodial accounts for Mr. Nahmad's grandchildren, of which Mr. Nahmad is the custodian.
F7: Reflects shares held by Albert Capital LP, a limited partnership, over which Mr. Nahmad maintains effective control.
F8: Reflects shares held by Colon Boy LP, a limited partnership, over which Mr. Nahmad maintains effective control.