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WATSCO INC — Director's Dealing 2017
Jan 20, 2017
30382_dirs_2017-01-20_2f3d45ad-eefc-4604-b638-ea1fe6b885af.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WATSCO INC (WSO; WSOB)
CIK: 0000105016
Period of Report: 2016-12-31
Reporting Person: NAHMAD ALBERT H (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-22 | Class B Common Stock | $ | G | 15000 | Disposed | Class B Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1327 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class B Common Stock (2104329) | 2104329 | Direct | |
| Class B Common Stock | $ | Class B Common Stock (524463) | 524463 | Indirect | |
| Class B Common Stock | $ | Class B Common Stock (1330000) | 1330000 | Indirect |
Footnotes
F1: Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust.
F2: The Class B Common Stock is convertible into Common Stock at any time on a one-for-one basis and has no expiration date.
F3: Award of stock pursuant to Watsco, Inc. Restricted Stock Agreement.
F4: Reflects 498,845 shares held by various trusts over which Mr. Nahmad maintains effective control and 25,618 shares held by custodial accounts for Mr. Nahmad's grandchildren, of which Mr. Nahmad is the custodian.
F5: Reflects shares owned by Albert Capital LP, a limited partnership, over which Mr. Nahmad maintains effective control.